Text · Comparison of two versions
Changes from report parliamentary committee draft to plenary report
ENVI-PR-719861 → A-9-2022-0290
- From
- ENVI-PR-719861 report parliamentary committee draft of 11 Apr 2022
- To
- A-9-2022-0290 Plenary report of 9 Dec 2022
- Changes
- 30 changes to the text
- Paragraphs
- +137 added · −179 removed · 9 changed
More facts (2)
- Title (from)
- on the proposal for a regulation of the European Parliament and of the Council on shipments of waste and amending Regulations (EU) No 1257/2013 and (EU) No 2020/1056
- Title (to)
- on the proposal for a regulation of the European Parliament and of the Council on shipments of waste and amending Regulations (EU) No 1257/2013 and (EU) No 2020/1056
Changes that matter, 30
Changes to the text in document order — the ones the change notes describe. Cover page, renumbering and punctuation-only edits are left out (see “Every difference”); changes to citations and references stay in and are marked as formal in the notes.
Change 1
RemovedRecital 10 a (new): (10a) Research and innovation should be an integral part of the European waste management sector. Such research and innovation should include both industry facilities conducting experimental treatment trials as well as universities and other research institutions conducting research within this area. It is essential to avoid legislative initiatives, which unnecessarily hinder research and innovation in the waste management sector.
AddedRecital 1: (1) It is necessary to lay out rules at the Union level to protect the environment and human health against the adverse impacts which may result from the shipment of waste. These rules should also contribute to the facilitation of environmentally sound management of waste, in accordance with the waste hierarchy laid down in Article 4 of Directive 2008/98/EC of the European Parliament and of the Council, as well as to the reduction of overall impacts of resource use and to the improvement of the efficiency of such use, which is crucial for the transition to a circular economy and for reaching climate-neutrality by 2050 at the latest. In this regard, waste management should be considered as one step of the product life-cycle spanning from production to secondary raw materials, for which sustainable innovative techniques which seek to improve material recovery, energy efficiency, and waste management’s overall contribution to decarbonisation should be prioritized. / (deleted)
RemovedRecital 11 a (new): (11a) Legal certainty and uniform application of Union legislation within the area of waste management serve the purpose of avoiding an undue administrative burden, which could be especially troublesome for small and medium-sized enterprises and which could disincentivise otherwise justified shipments of waste. Legal certainty and uniform application can also help to avoid possible doubts about the standards of environmental protection and protection of human health expected in this area.
AddedRecital 1 a (new): (1a) Waste treatment and disposal activities can, if not properly managed, have various negative impacts on the environment and on people's quality of life, some of which are difficult to mitigate. More information therefore needs to be made available online on the various waste management operations carried out, in terms of quantities, types, routes and associated destinations, as well as on the inspection and monitoring of waste management activities.
RemovedRecital 20: (20) It is necessary to provide for procedural steps and safeguards, when a notifier wishes to ship waste subject to the procedure of prior written notification and consent, in the interests of legal certainty and to ensure uniform application of this Regulation and the proper functioning of the internal market. Proper functioning of the Union market for shipments of waste is necessary in order to ensure the long-term competitiveness of the Union. It is also necessary, in line with Article 6(11) of the Basel Convention, to ensure that the costs arising from situations where the shipment of waste subject to the prior written notification and consent cannot be completed or is illegal, are borne by the relevant operators. To this end, the notifier should establish a financial guarantee or equivalent insurance for each shipment of such waste.
AddedRecital 1 b (new): (1b) Progress in improving the effectiveness and efficiency of waste management should be accompanied by measures to reduce the generation of waste addressing in particular the waste upstream in production and consumption;
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RemovedRecital 22: (22) In order to reduce delays in the processing of notifications for the shipment of waste and facilitate the exchange of information between the relevant authorities and the economic operators, it is imperative that the issuance and exchange of information and data, which relates to individual shipments of waste within the Union, be made via electronic means. The central system and the national system should be interlinked and fully operational. To facilitate the reduction of delays, it is imperative that those systems allow document sharing and contain a fully searchable database of information related to specific shipments of waste. It is also necessary to empower the Commission to lay out the procedural and operational requirements for the practical implementation of the systems ensuring this electronic submission and exchange of information (such as interconnectivity, architecture and security). It is also necessary to provide sufficient time for competent authorities in the Member States and economic operators to prepare for the shift from a paper based approach, as laid down in Regulation (EC) 1013/2006, to an approach to exchange information and documents electronically. This new obligation should therefore become applicable 24 months after the date of application of this Regulation, before which access to the central system, in its final or near-final version, should be granted to relevant authorities for the purpose of testing and learning.
AddedRecital 3: (3) The European Green Deal34 sets out an ambitious roadmap to transform the Union into a sustainable, resource efficient and climate neutral economy. It calls on the Commission to review the Union rules on waste shipments established under Regulation (EC) No 1013/2006. The New Circular Economy Action Plan35 adopted in March 2020 further stresses the need for action to ensure that shipments of waste for re-use and recycling in the Union are facilitated, that the Union does not export its waste challenges to third countries and that illegal waste shipments are better addressed. In addition to the environmental and social benefits, this can also result in ameliorating EU’s strategic dependencies on raw materials. Keeping more of the generated waste within the Union will, however, require improved recycling and waste management capacity. Both the Council36 and the European Parliament37 have also called for a revision of the current Union rules on waste shipments established under Regulation (EC) No 1013/2006. To support the circular economy, innovative business initiatives such as taking back waste for the purpose of recycling, refurbishment, research or for improvement of product design should be supported.
RemovedThe Commission proposal does not provide sufficient clarity about what can be expected from the new central system. The proposal does however suggest new, ambitious procedures which are justified on the basis of this new system. Thus, it should be ensured that the system will actually deliver the sufficient tools to both authorities and industry for more efficient management of waste shipments.
AddedRecital 8: deleted
RemovedRecital 22 a (new): (22a) Sufficient time should be provided to ensure there are alternative procedures as safeguards for the electronic system. In the event of cyberattacks, accidental breakdowns in the central system or similar threats to the electronic system, data should remain protected and accessible, and procedures related to shipments should be carried out without unnecessary delays. By means of implementing acts, the Commission should be empowered to lay down such alternative procedures after consulting relevant stakeholders.
RemovedRecital 26: (26) In order to ensure traceability of shipments of waste and not to impair the environmentally sound management of waste shipped across borders, it should be prohibited to mix waste with other waste from the start of the shipment to the receipt of the waste in recovery or disposal operation, except in cases of non-hazardous waste shipped to facilities which have demonstrated an ability to treat waste of the corresponding contamination level.
AddedThe notification about the intra-EU shipments of plastic waste is less environmentally sound than those provided for by the Basel Convention and therefore unlawful.
Change 2
ChangedTheRecital Regulation10 musta take(new): account(10a) ofResearch theand evolutioninnovation ofshould wastebe technologyan forintegral sortingpart andof treatment.the IfEuropean waste is otherwisemanagement consideredsector. non-hazardousThe ('green'-listedresearch underand Annexinnovation III,network Annexfor IIIAwaste andshould IIIB),include mixingindustry, shoulduniversities notand beother anresearch issueinstitutions. asAccordingly, longrevisions asof thethis receivingRegulation facilityand willits berelevant ableassociated toacts sortshould andtake treatinto suchaccount mixtureinnovation ofin waste in anmanagement environmentallytechniques, soundwhere mannersuch andtechniques accordingcontribute to the otherenvironmentally principlessound ofmanagement thisof Regulation.waste.
Change 3
RemovedRecital 30: (30) With a view to ensuring that competent authorities are able to correctly process the documents submitted to them relating to the shipment of waste, while avoiding putting an undue administrative burden on notifiers, the notifier should provide documents, notifications and other information in the official language of the Member State of the competent authorities concerned or in English. An authorised translation of these documents in a language acceptable to these authorities, should be provided if they so request, but only in duly justified cases.
AddedRecital 10 b (new): (10b) To ensure a real transition towards a circular economy for shipments of waste from its place of origin to the best place of treatment for such waste, the principle of proximity, material efficiency as well as the need to reduce the environmental footprint of waste should be taken into account.
RemovedTranslation of documents, possibly into several languages, places an administrative burden on notifiers. To avoid disincentivising otherwise justified shipments of waste, authorities should in principle always accept these documents in English. In justified cases, authorities may request translations.
AddedRecital 11 a (new): (11a) This regulation should provide legal certainty and ensure uniform application of Union legislation within the area of waste management to facilitate compliance with the relevant provisions on protection of the environment and human health. Creating an undue administrative burden, especially for small and medium-sized enterprises, should be avoided.
AddedRecital 16 a (new): (16a) To take account of innovation in waste treatment technologies with regard to environmental sound management, as well as of changes in consumer behaviour with regard to the sorting of waste, it is essential that Annex IIIB be continuously updated. The Commission should in particular assess whether to add entries on used footwear, clothing and other textile products, mineral wool and mattresses.
AddedRecital 16 b (new): (16b) A well-functioning Union market for waste shipments should prioritise proximity, self-sufficiency and the use of the best available techniques in waste management as guiding principles. Achieving a fair transition to a circular economy is essential to attaining a climate neutral, resource-efficient and competitive Union economy that is sustainable in the long run.
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AddedRecital 20: (20) It is necessary to provide for procedural steps and safeguards, when a notifier wishes to ship waste, in the interests of legal certainty and to ensure uniform application of this Regulation and the proper functioning of the internal market, contributing to long-term competitiveness of the Union. It is also necessary, in line with Article 6(11) of the Basel Convention, to ensure that the costs arising from situations where the shipment of waste subject to the prior written notification and consent cannot be completed or is illegal, are borne by the relevant operators. To this end, the notifier should establish a financial guarantee or equivalent insurance for each shipment of waste.
AddedRecital 22: (22) In order to reduce delays in the processing of notifications for the shipment of waste and facilitate the exchange of information between the relevant authorities and the economic operators, it is imperative that the issuance and exchange of information and data, which relates to individual shipments of waste within the Union, be made via electronic means. The central system and the national system should be interlinked and fully operational. To facilitate the reduction of delays, it is crucial that those systems allow document sharing and contain a fully searchable database of information related to shipments of waste. It is also necessary to empower the Commission to lay out the procedural and operational requirements for the practical implementation of the systems ensuring this electronic submission and exchange of information (such as interconnectivity, architecture and security). It is also necessary to provide sufficient time for competent authorities in the Member States and economic operators to prepare for the shift from a paper based approach, as laid down in Regulation (EC) 1013/2006, to an approach to exchange information and documents electronically. This new obligation should therefore become applicable 24 months after the date of entry into force of this Regulation, before which access to the central system, in its final version should be granted to relevant authorities for the purpose of testing and learning.
AddedRecital 22 a (new): (22a) Competent authorities should ensure that there are alternative procedures as safeguards in the electronic system. In the event of a temporary failure of the central system, data should remain protected and accessible, and procedures related to shipments should be carried out without unnecessary delays.
AddedRecital 30: (30) With a view to ensuring that competent authorities are able to correctly process the documents submitted to them relating to the shipment of waste, while avoiding an undue administrative burden, the notifier should provide notifications, information, documentation or other communications in the official language of the Member State of the competent authorities concerned or in English. An authorised translation of these documents in a language acceptable to these authorities, should be provided if the competent authorities so request, but only in duly justified cases.
Change 4
RemovedTo ensure coherence between the operative part of the text and the recitals; i.e. correct reference to aspects covered by delegated acts and implementing acts respectively.
AddedRecital 36: (36) To protect the environment of the countries concerned, it is necessary to clarify the scope of the prohibition of exports of hazardous waste destined for recovery in third countries to which the OECD Decision does not apply, in accordance with the Basel Convention. In particular, it is necessary to clarify the list of waste to which that prohibition applies and to ensure that it also includes the waste listed in Annex II to the Basel Convention, namely waste collected from households, residues from the incineration of household waste and hard-to-recycle, contaminated or mixed plastic waste.
RemovedRecital 31 a (new): (31a) To facilitate cooperation, information sharing and the exchange of best practice on any issues which could cause fragmentation of the Union market for shipments of waste, a dedicated waste shipment cooperation group should be established with the participation of designated representatives of the Member States and of the Commission. This cooperation group should meet regularly, and when beneficial should also meet with other bodies or industry representatives. It should be a forum, inter alia, for discussing application of this Regulation and monitoring the state of the Union market for shipments of waste.
AddedRecital 36 a (new): (36a) The Union should thoroughly rethink the management of its plastic waste, starting with prevention and ensuring that such waste is collected, reused and recycled.
RemovedRecital 49: (49) To support and complement the enforcement activities of the Member States, the Commission should be empowered to carry out investigative and coordinating actions in respect of illegal shipments, which might have serious adverse effects on human health or the environment. In carrying out these activities, the Commission should act in full respect of procedural guarantees. The Commission may consider, as a matter of its internal organisation, entrusting certain enforcement actions foreseen by this Regulation to the European Anti-Fraud Office (OLAF), which possesses relevant expertise in that regard. If competent authorities in the Member States of dispatch and destination are notified of an illegal shipment of waste, they should consider how they could increase their control procedures for similar shipments so as to identify illegal shipments of waste at an early stage.
AddedRecital 36 b (new): (36b) Plastic waste poses particular challenges. There is a wide diversity of polymers, and they often contain hazardous additives and numerous contaminants. Measuring the levels of hazardous additives and of contaminants for export control purposes would require costly testing. Recycling levels for plastic waste are low, and the recycling of plastic waste can create large amounts of residual waste. Some major shipping companies are committed to stopping the transport of plastic waste to help curb pollution. In light of various problems created by plastic waste management in third countries, the Union should gradually phase out the export of all kinds of plastic waste outside of the Union and EFTA countries.
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RemovedRecital 50: (50) Member States should provide the Commission with information concerning the implementation of this Regulation, both through the reports submitted to the Secretariat of the Basel Convention and on the basis of a separate questionnaire. The Commission should produce a report every four years on the implementation of this Regulation, based on the information provided by the Member States as well as on other information, gathered in particular through ad hoc reports by the Commission and the European Environment Agency on the shipments of plastic waste and other specific waste streams that are a source of concern. The central system for electronic submission and exchange of information and documents should be designed in such a way that data can be extracted for the purpose of those reports.
AddedRecital 36 c (new): (36c) To ensure there is effective enforcement of the phase-out of export of plastic waste outside of the Union and EFTA countries, it is necessary to carry out regular monitoring and inspection at checkpoints, including to prevent any circumvention of the phase-out requirement by false claims that it is not waste.
RemovedIn order to evaluate on the use and usefulness of the central electronic system, including i.a. agreement on classifications, the system must be designed in a way where data can be extracted. This data should be included in the Commission's report on implementation of this Regulation.
AddedRecital 36 d (new): (36d) To promote plastics recycling in the Union, a market for products containing recycled plastic should be supported. The Commission should assess the introduction of targets on recycled content, particularly, but no limited to, for products made out of plastic, and, where appropriate, submit a legislative proposal accordingly.
RemovedRecital 54: (54) In order to supplement or amend this Regulation, the power to adopt acts in accordance with Article 290 of the Treaty on the Functioning of the European Union should be delegated to the Commission in respect of Articles 14(3), 28(4), 38(1), 42(4) and Article 75 of this Regulation. It is of particular importance that the Commission carries out appropriate consultations during its preparatory work, including at expert level, and that those consultations be conducted in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-Making52 . In particular, to ensure equal participation in the preparation of delegated acts, the European Parliament and the Council receive all documents at the same time as Member States’ experts, and their experts systematically have access to meetings of Commission expert groups dealing with the preparation of delegated acts.
AddedRecital 37 a (new): (37a) It is necessary to ensure that the shipment of waste that is necessary for building strong value chains is facilitated within the internal market, while ensuring that adequate controls are in place. Strengthening key value chains will accelerate the development of our resilience and enhance the Union’s strategic autonomy.
RemovedTo ensure coherence between the operative part of the text and the recitals; i.e. correct reference to aspects covered by delegated acts and implementing acts respectively.
AddedRecital 38: (38) Countries to which the OECD decision applies are subject to the rules and recommendations laid down by the OECD on the shipment and management of waste, and have generally higher standards for the management of waste than countries to which the OECD decision does not apply. It is however important that the export from the Union of non-hazardous waste for recovery does not create damages to environment and public health in countries to which the OECD decision applies. It is therefore necessary to establish a mechanism to monitor shipments of non-hazardous waste to such countries. In cases where there is a lack of information available demonstrating the ability of the country concerned to recover this waste in an environmentally sound manner, as well as information about the negative impacts of the management of domestic waste in the country concerned, the Commission should enter into a dialogue with the country concerned and, if the information is not sufficient to prove that the waste is recovered in an environmentally sound manner, be empowered to suspend such exports.
RemovedRecital 55: (55) In order to ensure uniform conditions for the implementation of a simple harmonised method for calculating the financial guarantee or equivalent insurance, of the requirements for interoperability between central and national systems, and of a correlation table between the codes of the combined nomenclature and the entries of waste, implementing powers should be conferred on the Commission. Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Council53. If the Commission determines that a harmonised calculation method is appropriate, it should consider how the central system can be utilised to enable innovative methods for determining financial guarantees.
AddedRecital 49: (49) To support and complement the enforcement activities of the Member States, the Commission should be empowered to carry out investigative and coordinating actions in respect of illegal shipments, which might have serious adverse effects on human health or the environment. In carrying out these activities, the Commission should act in full respect of procedural guarantees. The Commission may consider, as a matter of its internal organisation, entrusting certain enforcement actions foreseen by this Regulation to the European Anti-Fraud Office (OLAF), which possesses relevant expertise in that regard. If competent authorities in the Member States of dispatch and destination are notified of an illegal shipment of waste, they should consider how they could increase their control measures for similar shipments to identify illegal shipments of waste at an early stage.
RemovedTo ensure coherence between the operative part of the text and the recitals; i.e. correct reference to aspects covered by delegated acts and implementing acts respectively.
AddedRecital 50: (50) Member States should provide the Commission with information concerning the implementation of this Regulation, both through the reports submitted to the Secretariat of the Basel Convention and on the basis of a separate questionnaire. The Commission should produce a report every three years on the implementation of this Regulation, based on the information provided by the Member States as well as on other information, gathered in particular through ad hoc reports by the Commission and the European Environment Agency on the shipments of plastic waste and other specific waste streams that are a source of concern. The central system for electronic submission and exchange of information and documents should be designed in such a way that data can be extracted from the system for the purpose of those reports.
RemovedRecital 57: (57) It is necessary to provide for sufficient time for economic operators to comply with their new obligations under this Regulation, and for Member States and the Commission to set up the administrative infrastructure necessary for its application. The application of several provisions of this Regulation should therefore also be deferred to a date where those preparations can reasonably be finalised. Most provisions of this Regulation will become applicable two months after its entry into force, while the provisions linked to the obligations set out in Article 26 to issue and exchange documents, other information and data electronically will become applicable two years after this date, and some provisions relating to the export of waste will become applicable three years after this date. In order to avoid any regulatory gap, it is necessary to ensure that some provisions of Regulation (EC) No 1013/2006 remain in force, until the date when the provisions of this regulation with a delayed application becomes applicable.
AddedRecital 52: (52) In order to facilitate the exchange of information and cooperation for the harmonised implementation of this Regulation, Member States should designate competent authorities and correspondents and notify them to the Commission, which should make this information publicly available.
RemovedIn order for facilitate shipments of waste, the central system for exchange via electronic means must facility the exchange of information and data in addition to being a platform for sharing documents.
AddedRecital 54: (54) In order to supplement or amend this Regulation, the power to adopt acts in accordance with Article 290 of the Treaty on the Functioning of the European Union should be delegated to the Commission in respect of Articles 14(3), 28(4), 38(1), 42(4) and Article 75 of this Regulation. It is of particular importance that the Commission carries out appropriate consultations during its preparatory work, including at expert level, and that those consultations be conducted in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-Making52. In particular, to ensure equal participation in the preparation of delegated acts, the European Parliament and the Council receive all documents at the same time as Member States’ experts, and their experts systematically have access to meetings of Commission expert groups dealing with the preparation of delegated acts.
RemovedArticle 1 – paragraph 1: This Regulation lays down measures to improve the treatment of waste in the interest of achieving resource efficiency and climate neutrality as well as protection of the environment and human health by preventing or reducing the adverse impacts which may result from the shipment of waste, in particular through a harmonisation of rules within the Union and digitalisation of information exchange. It establishes procedures and control regimes for the shipment of waste, depending on the origin, destination and route of the shipment, the type of waste shipped and the type of treatment to be applied to the waste at its destination. This Regulation serves to enable the circular economy and decarbonisation of the economy of the Union, foster the technological and scientific development needed for the Union to become a global leader in sustainable waste management, and incentivise higher environmental standards for, and bring climate benefits to, third countries importing waste from the Union.
AddedRecital 55: (55) In order to ensure uniform conditions for the implementation of this Regulation, implementing powers should be conferred on the Commission to adopt a simple, risk-based and harmonised method for calculating the financial guarantee or equivalent insurance. Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Council53. If the Commission determines that a harmonised calculation method for the financial guarantee or equivalent insurance is appropriate, it should consider how the central system could be utilised to enable innovative methods for determining financial guarantees.
RemovedArticle 1 – paragraph 1 a (new): In accordance with Regulation (EU) 2021/1119 of the European Parliament and of the Council1a, the Commission shall facilitate sector-specific climate dialogues and partnerships within the waste and land use sector of the economy. In this regard, this Regulation may also concern any such future climate dialogue or partnership of the waste management sector, with regard to achieving the climate-neutrality objective of the Union by 2050. / 1a Regulation (EU) 2021/1119 of the European Parliament and of the Council of 30 June 2021 establishing the framework for achieving climate neutrality and amending Regulations (EC) No 401/2009 and (EU) 2018/1999 (‘European Climate Law’)( OJ L 243, 9.7.2021, p.1).
AddedRecital 55 a (new): (55a) To further facilitate harmonisation of the internal market and practices between Member States in relation to shipments of waste, the Commission should investigate whether further standardisation of contracts is possible in accordance with the principle of subsidiarity.
RemovedAccording to the European Climate Law, the Commission should facilitate sector-specific climate dialogues and partnerships also within the waste and land use sector of the economy. It is underlined that this Regulation may also be of relevance to any such upcoming partnerships.
AddedArticle 1 – paragraph 1: This Regulation lays down measures to to protect the environment and human health by preventing or reducing the adverse impacts which may result from the shipment of waste including in third countries. It establishes procedures and control regimes for the shipment of waste, depending on the origin, destination and route of the shipment, the type of waste shipped and the type of treatment to be applied to the waste at its destination. It seeks to contribute to achieving a circular economy, resource efficiency, climate neutrality and zero pollution ambition for a toxic-free environment by applying the principles of proximity and self-sufficiency as laid down in Directive 2008/98/EC. It also seeks to reduce the administrative burden by harmonising the shipment of waste rules within the Union and by digitalising the exchange of information concerning shipments of waste.
RemovedArticle 2 – paragraph 2 – point h a (new): (ha) cross-border shipments of waste below 20 kg from consumers to companies, for example as part of trade-in collection activities.
AddedArticle 3 – paragraph 1 – point 4: (4) ‘environmentally sound management’ means taking all practicable steps to ensure that waste is managed in a manner that will protect human health, the climate and the environment against adverse effects which may result from such waste, and the treatment thereof;
RemovedAs part of the transition to a circular economy, more companies may want to take back waste (often, before it became waste, a product sold to the consumer by the company), for the purpose of recycling, repairing, gathering knowledge about use and how the product became waste, etc. No matter the waste type, shipments of waste below 20 kg directly from consumers to companies should be exempt from this Regulation.
AddedArticle 3 – paragraph 2: In addition, the definitions of ‘waste’, ‘hazardous waste’, ‘treatment’, ‘disposal’, ‘recovery’, ‘material recovery’, ‘preparing for re-use’, ‘re-use’, ‘recycling’, ‘waste producer’, ‘waste holder’, ‘dealer’ and ‘broker’ laid down in Article 3, points (1), (2), (14), (19), (15), (15a), (16), (13), (17), (5), (6), (7) and (8) respectively of Directive 2008/98/EC shall apply.
RemovedArticle 4 – paragraph 3 – point b: (b) mixtures of waste listed in Annex IIIA, provided that the composition of those mixtures does not impair their environmentally sound recovery and, where appropriate, provided that the receiving facility has demonstrated an ability to treat such mixtures of waste regardless of their contamination level.
AddedArticle 4 – paragraph 2 – point a a (new): (aa) Waste that contains or is contaminated with a substance listed in Annex IV of Regulation EU2019/1021 on persistent organic pollutants if not listed elsewhere;
RemovedSee justification for AM to recital 26.
AddedArticle 4 – paragraph 4 – point b: (b) the amount of waste does not exceed 150 kg for laboratory analysis, 2000 kg for experimental treatment-trials or any higher amount agreed on a case-by-case basis by the competent authorities concerned and the notifier.
RemovedArticle 4 – paragraph 4 – point b: (b) the amount of waste does not exceed 2 000 kg or any higher amount agreed on a case-by-case basis by the competent authorities concerned and the notifier.
AddedArticle 4 – paragraph 5: 5. Paragraph 2 shall apply to shipments of mixed municipal waste collected from private households, from other waste producers or from both, as well as to mixed municipal waste which has been subject to a waste treatment operation that has not substantially altered its properties, for example refuse- derived fuels, where such waste is destined for recovery operations. Shipments of such waste destined for disposal shall be prohibited.
RemovedFor many types of waste, 150 kg is not sufficient material for especially experimental treatment. Raising the limit should provide better access to experiments and analysis.
AddedArticle 5 – paragraph 1 – subparagraph 1: Only notifiers that have received a permit or are registered in accordance with Chapter IV of Directive 2008/98/EC or operators of experimental treatment trials or laboratories may submit a prior written notification (‘notification’).
RemovedArticle 5 – paragraph 1 – subparagraph 1: Only notifiers that have received a permit or are registered in accordance with Chapter IV of Directive 2008/98/EC and operators of experimental treatment trials or laboratories may submit a prior written notification (‘notification’).
AddedArticle 5 – paragraph 2 – subparagraph 3: When the notifier is not the original waste producer referred to in Article 3, point (6)(a)(i), the notifier shall ensure that the original waste producer or one of the persons indicated in Article 3, points (6)(a)(ii), (iii) or (iv), also signs the notification document. A dealer or a broker shall ensure they have a written authorisation from one of the persons referred to in Article 3, points (6)(a)(i), (ii) or (iii), to act on their behalf, and that written authorisation shall be included in the notification.
RemovedIn case the limits set out in Article 4 – paragraph 4 – point b are exceeded, and a higher amount cannot be agreed on a case-by-case basis, the operator should be eligible to submit a notification.
AddedArticle 7 – paragraph 6: 6. By way of derogation from paragraph 5, where the waste shipped is destined for interim recovery operations or disposal operations and a further recovery operation or disposal operation takes place in the country of destination, the financial guarantee or equivalent insurance may be released when the waste leaves the interim facility and the competent authority concerned has received the certificate referred to in Article 16(4). In that case, any further shipment to a recovery or disposal facility shall be covered by a new financial guarantee or equivalent insurance unless the shipment is between two facilities controlled by the same legal entity or the competent authority of destination is satisfied that such a financial guarantee or equivalent insurance is not required. In those circumstances, the competent authority of destination shall be responsible for obligations arising in the case of take-back where the shipment or the further recovery or disposal operation cannot be completed as intended, as referred to in Article 22, or in the case of an illegal shipment, as referred to in Article 24.
RemovedArticle 5 – paragraph 2 – subparagraph 3: When the notifier is not the original waste producer referred to in Article 3, point (6)(a)(i), the notifier shall ensure that the original waste producer or one of the persons indicated in Article 3, points (6)(a)(ii), (iii) or (iv), also signs the notification document. A dealer or a broker shall ensure they have a written authorisation from one of the persons indicated in Article 3, points (6)(a)(i), (ii) or (iii), to act on their behalf, and that written authorisation shall be included in the notification.
AddedArticle 7 – paragraph 10 – subparagraph 1: The Commission shall, at the latest by [OP: Please insert date of two years after the date of entry into force of this Regulation], assess the feasibility of establishing a simple, risk-based and harmonised calculation method for determining the amount of financial guarantees or equivalent insurances and, if appropriate, by ... [insert the date three years after the date of entry into force of this Regulation] adopt an implementing act to establish such a simple, risk-based and harmonised calculation method. That implementing act shall be adopted in accordance with the examination procedure referred to in Article 77(2).
RemovedTo avoid unnecessary administrative procedures, a dealer or broker, who has ensured written consent by the new waste producer or collector, should be allowed to sign the notification document.
AddedArticle 9 – paragraph 2 – subparagraph 2: Where the competent authority of destination is not able to take a decision under paragraph 1 within 30 days after submission of the notification, it shall inform the notifier within those 30 days and provide the notifier with a motivated explanation unsolicited. A final decision by the competent authority shall be taken within 60 days of submission of the notification.
RemovedArticle 7 – paragraph 10 – subparagraph 1: The Commission shall, at the latest by [OP: Please insert date of two years after the date of entry into force of this Regulation], assess the feasibility of establishing a harmonised calculation method for determining the amount of financial guarantees or equivalent insurances and, if appropriate, by ... [ three years after the date of entry into force of this Regulation] adopt an implementing act to establish such a harmonised calculation method. That implementing act shall be adopted in accordance with the examination procedure referred to in Article 77(2).
AddedArticle 9 – paragraph 3: 3. A written consent to a planned shipment shall expire on the later date as indicated in the notification document. It shall cover a period of two calendar years or, any shorter period as indicated in their decision by the competent authorities concerned.
RemovedCertainty should be given about when, if deemed appropriate by the Commission, an implementing act covering the harmonised calculation method would be adopted.
RemovedArticle 8 – paragraph 2: 2. The notifier shall provide the information and documentation referred to in paragraph 1 within seven working days after the request by the competent authority of dispatch.
RemovedTo clarify the text, all procedural timelines should be defined by "working days". In the Commission proposal, some timelines refer to "days" and others to "working days".
RemovedArticle 8 – paragraph 3 – subparagraph 2: The competent authority of dispatch shall inform the notifier and the other competent authorities concerned of the decision referred to in the first subparagraph, within seven working days after the requested information and documentation have been added to the notification or where no information has been provided by the notifier pursuant to paragraph 2.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
RemovedArticle 8 – paragraph 5 – subparagraph 1: The notifier shall provide the information and documentation referred to in paragraph 4 within seven working days after the request by the competent authority concerned.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
RemovedArticle 8 – paragraph 6 – subparagraph 1: Where, within 30 working days after the submission of the notification, the competent authority of dispatch has not acted in accordance with paragraph 3 or paragraph 4, first subparagraph, it shall provide the notifier with a motivated explanation upon request.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
RemovedArticle 8 – paragraph 6 – subparagraph 2: Where, within 30 working days after the submission of the notification, a competent authority has not acted under paragraph 4, second subparagraph, or paragraph 5, and has not consented to a shipment pursuant to Article 11(2) or has objected to a shipment pursuant to Article 12 for reasons relating to the notification not being complete as referred to in Article 5(4), it shall provide the notifier with a motivated explanation upon request.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
RemovedArticle 9 – paragraph 1 – introductory part: 1. The competent authorities of destination, dispatch and transit shall take, within 30 working days after the submission of the notification, one of the following duly motivated decisions as regards the notified shipment:
RemovedSee justification for Amendment to Article 8 – paragraph 2.
RemovedArticle 9 – paragraph 2 – subparagraph 2: Where the competent authority of destination is not able to take a decision under paragraph 1 within 30 working days after submission of the notification, it shall inform the notifier within those 30 working days and provide the notifier with a motivated explanation upon request.
RemovedCompetent authorities should keep notifiers informed about the delay in decision time.
RemovedArticle 9 – paragraph 3: 3. A written consent to a planned shipment shall expire on the later date as indicated in the notification document. It shall cover a period of two calendar years or, in exceptional cases that are duly justified with regard to serious environmental or human health concerns, any shorter period as indicated in their decision by the competent authorities concerned.
RemovedSubmission of a notification is a burdensome procedure, thus short validity periods will discourage otherwise justified shipments.
Change 5
RemovedPoints (a) and (b) do not exist in Article 16(1) of this Regulation.
AddedArticle 9 – paragraph 7: 7. Any withdrawal of consent, including the reason for such withdrawal, shall be transmitted by means of official notice to the notifier, the competent authorities concerned and the consignee and the Commission for the purpose of reporting.
RemovedArticle 11 – paragraph 1 – point b: (b) the notifier or the consignee has previously not been convicted of illegal shipment or any other illegal act that caused serious harm to the environment or human health;
AddedArticle 11 – paragraph 1 – point a – point i: (i) the waste cannot be recovered in a technically feasible, economically viable and environmentally sound manner, or must be disposed of due to legal obligations in Union or international law.
RemovedIt is important to distinguish clearly between smaller administrative errors and significant illegal acts.
AddedArticle 11 – paragraph 1 – point a – point ii: (ii) the waste cannot be disposed of in a technically feasible, economically viable and environmentally sound manner, in the country where it was generated;
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RemovedArticle 11 – paragraph 3: 3. Where the competent authorities concerned, for which tacit consent isnot allowed, have not authorised a planned shipment of waste destined for disposal within a time limit of 60 working days, the notification of that shipment shall cease to be valid and the shipment shall be prohibited in accordance with Article 4(1). In cases where the notifier still intends to carry out the shipment, a new notification shall be submitted, unless all the competent authorities concerned and the notifier agree otherwise.
AddedArticle 11 – paragraph 1 – point a – point iii: (iii) the planned shipment or disposal is in accordance with the waste hierarchy and the principles of proximity and self-sufficiency as laid down in Directive 2008/98/EC;
RemovedIt should be clarified that this paragraph refers to authorities for whom no option of tacit consent exists. The notification in this Article automatically ceases to be valid after the time limit: thus, sufficient time should be allocated for this decision.
AddedArticle 11 – paragraph 1 – point b: (b) the notifier or the consignee has previously not been convicted of illegal shipment or any other illegal act in relation to environmental or human health protection,;
Change 6
ChangedArticle 11 – paragraph 43: a3. (new):Where 4a.the Incompetent accordanceauthorities withconcerned Articlehave 30,not Memberauthorised Statesa mayplanned entershipment intoof agreementswaste underdestined which,for indisposal exceptionalwithin casesa andtime forlimit shipmentsof 60 days, the notification of specificthat wasteshipment streamsshall destinedcease forto disposal,be valid and the conditionsshipment providedshall forbe prohibited in paragraphaccordance 1,with pointsArticle (a)4(1). toIn (f),cases ofwhere thisthe Articlenotifier maystill beintends madeto lesscarry stringentout inthe respectshipment, ofa cross-bordernew shipmentsnotification toshall be submitted, unless all the nearestcompetent suitableauthorities facilityconcerned forand disposal.the notifier agree otherwise.
Change 7
RemovedSee justification of Amendment to Article 30 – paragraph 1.
AddedArticle 12 – paragraph 1 – point d – point ii: (ii) the recovery operation in the country of destination takes place under conditions that are considered equivalent to those prescribed in the national legislation of the country of dispatch;
RemovedArticle 12 – paragraph 1 – point f: (f) the notifier or the consignee has previously been convicted of illegal shipment or any other illegal act that caused serious harm to the environment or human health.
AddedArticle 12 – paragraph 1 – point e: (e) limiting incoming shipments of waste destined for recovery operations is necessary for a Member State in order to protect its waste management network, where it can be established that such shipments would result in domestic waste having to be disposed of or treated in a way that is not consistent with their waste management plans;
RemovedSee justification for Amendment to Article 11 – paragraph 1 – point b.
AddedArticle 12 – paragraph 1 – point f: (f) the notifier or the consignee has previously been convicted of illegal shipment or any other illegal act in relation to environmental or health protection.
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AddedArticle 12 – paragraph 5: 5. Objections, including the specific grounds for objection, raised by competent authorities on the grounds set out in paragraph 1of this Article shall be reported by Member States to the Commission in accordance with Article 68.
AddedArticle 12 – paragraph 5 a (new): 5a. The competent authorities shall inform the notifier of the specific grounds for their objection to a planned shipment of waste.
Change 8
RemovedIt should be ensured that interpretations of "similar physical and chemical characteristics" are harmonised across Member States to facilitate efficient shipments of waste.
AddedArticle 14 – paragraph 2 – point c: (c) a description of technologies employed, including R-code(s), for the recovery operation for which the pre-consent is requested, as well as technologies applied for greenhouse gas (GHG) savings, energy generation, material recovery, efficient resource use and other relevant technologies;
RemovedArticle 13 – paragraph 1 – point c: (c) the maximum of two different points of exit from and entry into each country concerned, as indicated in the notification document, are the same.
AddedArticle 14 – paragraph 2 – point e a (new): (ea) the quantity of residual waste generated through the recovery operation and the subsequent waste management thereof,
RemovedIn accordance with Annex II(14) it is important to specify that "routing" means "point of exit from and entry into each country concerned". The notifier should be allowed to cite up to two different options for respectively points of exit and points of entry, as unforeseen events, such as weather or road restrictions, may affect what is possible on the day of shipment.
AddedArticle 14 – paragraph 2 – point g: (g) evidence or attestation that the legal or natural person owning or exercising control over the facility has not been convicted of illegal shipment or any other illegal act in relation to waste management in particular with regard to the protection of the environment or human health.
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RemovedArticle 13 – paragraph 2 – subparagraph 1: Where, owing to unforeseen circumstances, the same points of exit from and entry into each Member State concerned as referred to in paragraph1, point (c), cannot be used for all shipments, the notifier shall inform the competent authorities concerned by the general notification as soon as possible and before the shipments start where the need for modification is already known.
AddedArticle 14 – paragraph 9: 9. Unless stated otherwise in the decision to approve the request for pre-consent, the pre-consent of a recovery facility shall be valid for seven years with at least one inspection conducted by the relevant authorities during the validity period in order to verify compliance with the latest applicable regulatory requirements. / A pre-consent for a recovery facility issued by the competent authority in one Member State shall be valid in all Member States. However, a competent authority may decide not to accept the pre-consent of the competent authority of destination. That decision and the reasons therefor shall be communicated to the facility and to the competent authority that issued the pre-consent.
RemovedSee justification for Amendment to Article 13 – paragraph 1 – point c.
RemovedArticle 14 – paragraph 2 – point g: (g) evidence or attestation that the legal or natural person owning or exercising control over the facility has not been convicted of illegal shipment or any other illegal act that caused serious harm to the environment or human health.
RemovedSee justification for Amendment to Article 11 – paragraph 1 – point b.
RemovedArticle 14 – paragraph 5: 5. The competent authority shall, within 45 working days after the date of receipt of the request referred to in paragraph 1, assess the request and decide whether to approve it;
RemovedSee justification for Amendment to Article 8 – paragraph 2.
RemovedArticle 14 – paragraph 9: 9. Unless stated otherwise in the decision to approve the request for pre-consent, the pre-consent of a recovery facility shall be valid for seven years. A pre-consent for a recovery facility issued by the competent authority in one Member State shall be valid in all Member States. However, a competent authority may revoke the approval for its Member State under the conditions set out in Article 14(10).
RemovedTo enable efficient shipments of waste, Member States should recognize pre-consents issued by other Member States, unless they decide to revoke this pre-consent on duly motivated grounds.
RemovedArticle 14 – paragraph 10: 10. A pre-consent of a recovery facility may be revoked at any time by the competent authority. A decision to revoke a pre-consent shall be duly motivated and communicated to the facility concerned. A revocation shall be considered duly motivated in the event of incorrect information being supplied, a violation of conditions set out in Article 14(6), a conviction for illegal shipment or any other illegal act in relation to waste management, or in the event of the recovery facility posing a substantial risk to the environment or human health. The pre-consent shall be revoked only after consultation with the operator of the recovery facility, except in cases of imminent danger to the environment or human health.
RemovedLegal clarity should be provided with regard to the conditions under which a revocation is "duly motivated". To the degree that it does not pose imminent danger, the pre-consented facility should be consulted, for the purpose of information-sharing, which may be to the benefit of both facility operators and authorities.
RemovedArticle 14 – paragraph 12: 12. In the case of a general notification submitted in accordance with Article 13 relating to shipments destined to a pre-consented facility, the period of validity of the consent referred to in Article 9(3) and (4) shall be extended to five years. By way of derogation from this rule, the competent authorities concerned may decide to shorten that period in duly justified cases.
RemovedSee justification for Amendment to Article 9 – paragraph 3.
RemovedArticle 14 – paragraph 15: 15. If one or more competent authorities wish to request additional information in accordance with Article 8(4), second subparagraph, in relation to a notification for shipments to a pre-consented facility, the time periods mentioned in that subparagraph, as well as in Article 8(5), first and second paragraphs, shall be shortened to one working day for Article 8(4), second subparagraph, and Article 8(5), second subparagraph, and two working days for Article 8(5), first subparagraph, respectively.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
RemovedArticle 14 – paragraph 16 – subparagraph 3: The total time needed to take one of the decisions as referred to in Article 9(1) shall not exceed 30 working days following the date of submission of the notification in accordance with Article 5.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
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Change 9
RemovedThe reduction from 3 to 1 days, based only on the shift to mandatory electronic communication, is too ambitious and unnecessarily strict.
RemovedArticle 15 – paragraph 4 – subparagraph 1: As soon as possible, but no later than 30 working days after completion of the interim recovery operation or interim disposal operation, and no later than one calendar year, or the shorter period referred to in Article 9(5), after the receipt of the waste, the facility carrying out this operation shall, under its responsibility, provide a certificate that the operation has been completed.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
Change 10
RemovedSee justification for Amendment to Article 15 – paragraph 3.
AddedArticle 17 – paragraph 3: 3. Where essential changes referred to in paragraph 1 involve competent authorities other than those concerned in the original notification, a new notification shall be submitted, unless the competent authorities concerned can agree unanimously to waive the need for a new notification.
RemovedArticle 16 – paragraph 4: 4. The facility carrying out a non-interim recovery operation or disposal operation shall, as soon as possible and no later than 30 working days after completion of that operation, and no later than one calendar year, or the shorter period referred to in Article 9(5), after receipt of the waste, certify, under its responsibility, that the non-interim recovery or disposal has been completed.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
RemovedArticle 17 – paragraph 1: 1. If any essential change is made to the details and/or conditions of the consented shipment, the notifier shall inform, the competent authorities concerned and the consignee immediately and, where possible, before the shipment starts. Changes in the intended quantity of wasteshipped of more than 15%, in the points of exit from and entry into each country concerned, in the date of shipment of more than two days or in the carrier shall constitute essential changes.
RemovedClarity must be given to what constitutes "essential changes". Route should not be considered essential. "Routing" changed to "points of exit from and entry into each country concerned" in accordance with Amendment to Article 13 – paragraph 1 – point c.
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RemovedArticle 17 – paragraph 3: 3. Where essential changes referred to in paragraph 1 involve competent authorities other than those concerned in the original notification, a new notification shall be submitted, unless the competent authorities concerned can reach an unanimous agreement to waive the need for a new notification .
Change 11
RemovedSee justification for Amendment to Article 15 – paragraph 3.
AddedArticle 21 – paragraph 1: Without undue delay and no later than 30 days after giving a consent or making an objection, the competent authorities of dispatch shall make publicly accessible through the central electronic submission and exchange system referred to in Article 26(2) or the national system referred to in Article 26(3) if applicable, information on notifications of shipments they have consented or objected to, as well as on shipments of waste subject to the general information requirements, where such information is not confidential under national or Union legislation or personal data protected in accordance with Regulation (EU) 2016/6791a. / The competent authorities shall make at least the following information publicly accessible : / (a) the type of waste designated according to the European Waste Code in the European Waste Catalogue; / (b) the total quantity of waste intended to be shipped; / (c) the treatment operation the waste will undergo; / (d) the name of the facility at the final destination; and / (e) whether the notification has been consented to or not. / 1a Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1).
RemovedArticle 18 – paragraph 5: 5. The recovery facility shall, as soon as possible and no later than 30 working days after completion of the recovery operation, and no later than one calendar year after receipt of the waste, certify, under its responsibility, that the recovery has been completed by completing the relevant information contained in Annex VII.
AddedArticle 22 – paragraph 3 – subparagraph 1: The take-back obligation set out in paragraph 2 shall not apply if the competent authorities of dispatch, transit and destination involved are satisfied that the waste can be recovered or disposed of in an alternative and environmentally sound manner and without endangering human health in the country of destination or elsewhere by the notifier or, if that is not possible, by the competent authority of dispatch or by a natural or legal person on its behalf.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
AddedArticle 24 – paragraph 1: 1. Where a competent authority discovers a shipment that it considers to be an illegal shipment, it shall immediately inform the other competent authorities concerned. The competent authorities of dispatch concerned shall increase inspections of subsequent shipments that are similar in terms of notifier, waste producer, collector, dealer or broker or waste holder, in order to prevent any further illegal shipments.
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RemovedArticle 21 – paragraph 1: No later than 60 working days after giving a consent or making an objection, the competent authorities of dispatch or destination shall make publicly accessible the information on notifications of shipments they have consented or objected to, as well as on shipments of waste subject to the general information requirements, where such information is not confidential under national or Union legislation. The competent authorities shall prevent the publication of confidential business information concerning the notifier or any personal data protected in accordance with Regulation (EU) 2016/679 of the European Parliament and of the Council1a . / 1a Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1).
RemovedPublic access to key information on shipments of waste is essential to trust and oversight, and access should be granted within a reasonable time frame. This obligation should be without prejudice to what is considered as business secrets or personal data of the notifiers concerned.
RemovedArticle 22 – paragraph 2 – subparagraph 2: The take-back referred to in the first subparagraph shall take place within 90 working days, or such other period as may be agreed between the competent authorities concerned, after the competent authority of dispatch becomes aware or has been advised by the competent authorities of destination or transit that the consented shipment of waste or its recovery or disposal cannot be completed as intended and has been informed of the reason(s) therefor. Such advice may result from information submitted to the competent authorities of destination or transit, inter alia, by other competent authorities.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
RemovedArticle 22 – paragraph 10: 10. Where a notifier specified in Article 3, point (6)(a)(iv), is unknown or insolvent and fails to fulfil any of the take-back obligations set out in this Article and Article 23, the original waste producer, the new waste producer or the collector specified in Article 3, points (6)(a)(i), (ii) or (iii), respectively who authorised the dealer or broker to act on its behalf shall be deemed to be the notifier for the purposes of those take-back obligations.
RemovedIt should be specified that a dealer or a broker acting as notifier may not simply avoid its potential take-back obligation. Those who are causally involved in the shipment should be held liable, and only in case of being unknown or insolvent should the responsibility resort to the original waste producer.
RemovedArticle 24 – paragraph 1: 1. Where a competent authority discovers a shipment that it considers to be an illegal shipment, it shall immediately inform the other competent authorities concerned. The other competent authorities concerned increase screening procedures regarding subsequent shipments in order to prevent any further illegal shipments.
RemovedArticle 24 – paragraph 2 – subparagraph 2: The take-back, recovery or disposal referred to in the first subparagraph shall take place within 30 working days, or such other period as may be agreed between the competent authorities concerned after the competent authority of dispatch becomes aware of or has been advised by the competent authorities of destination or transit of the illegal shipment and informed of the reasons therefor. Such advice may result from information submitted to the competent authorities of destination or transit, inter alia, by other competent authorities.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
RemovedArticle 24 – paragraph 3: 3. Where a notifier specified in Article 3, point (6)(a)(iv), is unknown or insolvent and fails to fulfil any of the take-back obligations set out in this Article and Article 25, the original waste producer, the new waste producer or the collector specified in Article 3, points (6)(a)(i), (ii) or (iii), respectively who authorised that dealer or broker to act on its behalf shall be deemed to be the notifier for the purposes of those take-back obligations.
RemovedSe justification for amendment to Article 22 – paragraph 10.
RemovedArticle 24 – paragraph 4 – subparagraph 2: The recovery or disposal referred to in the first subparagraph shall take place within 30 working days, or such other period as may be agreed between the competent authorities concerned after the competent authority of destination becomes aware of or has been advised by the competent authorities of dispatch or transit of the illegal shipment and informed of the reason(s) therefore. Such advice may result from information submitted to the competent authorities of dispatch and transit, inter alia, by other competent authorities.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
Change 12
RemovedRecital 22 refers to both information and data. It is important to the effective processing of notifications, exchange of information between authorities and reporting, that the electronic system is inclusive and ambitious.
AddedArticle 26 – paragraph 2 – subparagraph 1: The Commission shall operate a central system that allows for the electronic submission and exchange of information, data and documents referred to in paragraph 1. That central system shall provide a hub that shall be used for the exchange in real time of the information and documents referred to in paragraph 1 between existing national systems for electronic data interchange. The central system shall store data which to make reporting and analysis of, inter alia, the frequency of objections, the time between the submission of the notification and when the decision is taken, and the number of notifications for the different types of recovery operations possible.
RemovedArticle 26 – paragraph 2 – subparagraph 1: The Commission shall operate a central system that allows for the electronic submission and exchange of information, data and documents referred to in paragraph 1. That central system shall provide a hub that shall be used for the exchange in real time of the information and documents referred to in paragraph 1 between existing national systems for electronic data interchange. The central system shall store data, which would make reporting and analysis of, inter alia, the frequency of objections, the time between notification submitted and decision taken, and the number of notifications for different types of recovery operations possible.
AddedArticle 26 – paragraph 3 a (new): 3a. Information stored in the central system shall be made publicly available, easily accessible and in an open data format, unless such information is confidential under national or Union legislation.
RemovedSee justification for Amendment to Article 26 – paragraph 1 – introductory part.
AddedArticle 26 – paragraph 4 – subparagraph 1 – point b a (new): (ba) alternative procedures in case of a temporary failure of the central system;
Change 13
ChangedArticle 26 – paragraph 4 –a subparagraph(new): 14a. –The pointfunctionality aof athe (new):central (aa)system plansshall forbe evaluating,reviewed interby alia,the Commission every two years. The findings of these reviews shall be communicated to the functionality,European effectsParliament onand the administrativeMember burdenStates. on/ competentThe authoritiesreview andshall notifiers,take andinto otheraccount, relevantinter aspectsalia, ofcomments raised by the centralcorrespondents. system,The includingreview themay frequency,additionally methodologytake forinto andaccount contentfeedback offrom thoseother evaluations;users, such as competent authorities and notifiers.
Change 14
RemovedTo ensure that the system will continue to bring benefits to users, it must be regularly evaluated.
AddedArticle 27 – paragraph 1: 1. Any notification, information, documentation or other communication submitted pursuant to the provisions of this Title shall be provided in a language acceptable to the competent authorities concerned. English shall in all cases be considered to be an acceptable language unless due justification is provided by the competent authority concerned for not accepting English as a language.
RemovedArticle 26 – paragraph 4 – subparagraph 1 – point a b (new): (ab) timelines and theenvisaged content of updates to the functionality of the central system; such updates may be based on evaluations, as carried out by the Commission in accordance with this Article, and on direct feedback from competent authorities, for instance through the waste shipment cooperation group, and other users.
AddedArticle 27 – paragraph 2: 2. The notifier shall provide the competent authorities concerned with authorised translations of the documents referred to in paragraph 1 into a language which is acceptable to them, where they so request. English shall in all cases be considered to be an acceptable language unless due justification is provided by the competent authority concerned for not accepting English language as a language. / The centralised database system established under Article 26 shall facilitate machine translation of any information provided. Where machine translation has been used, the translated information provided shall be accompanied by an indication to that effect.
RemovedIt is important that the electronic system will continuously be updated to keep up with new technical potentials for improvement and demands of users of the system.
AddedArticle 28 – paragraph 3 a (new): 3a. In the event of disagreements between competent authorities in relation to classification issues, the question maybe forwarded to the correspondents of the Member States, who may hold meetings to examine the questions raised. Relevant stakeholders shall be invited to such meetings, or parts of such meetings, where appropriate.
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RemovedArticle 26 – paragraph 4 – subparagraph 1 – point a c (new): (ac) procedures to safeguard the continuance of waste shipments, for instance provisional acceptance of physical copies or screenshots of key documents, in case of failure of the central system;
AddedArticle 28 – paragraph 4 – subparagraph 1: In order to facilitate the harmonised classification of waste listed in Annex III, Annex IIIA, Annex IIIB or Annex IV in the Union, the Commission shall adopt delegated acts in accordance with Article 76 to supplement or amend this Regulation by establishing or modifying criteria, such as contamination thresholds, on the basis of which certain wastes shall be classified in Annex III, IIIA, IIIB or IV, and the thresholds for characterising physical and chemical characteristics as being essentially similar.
RemovedEven short term disturbances in access to the central system may cause significant disturbances to shipments of waste. Thus, it should be ensured that a procedure is in place in case of e.g. cyberattacks on the EU digital infrastructure.
AddedArticle 28 – paragraph 4 – subparagraph 2: The Commission shall also adopt delegated acts in accordance with Article 76, not later than two years after the entry into force of this Regulation, to supplement this Regulation by establishing criteria to distinguish between used goods and waste, for specific categories of commodities for which this distinction is of particular importance for the export of waste from the Union, including to avoid circumvention of the rules set out in this Regulation. The criteria provided for in those delegated acts shall be the same as those provided for in Directive 2008/98/EC.
RemovedArticle 27 – paragraph 1: 1. Any notification, information, documentation or other communication in English language submitted pursuant to the provisions of this Title shall be accepted by the competent authorities concerned except where they require a translation into their official language. Competent authorities concerned may require a translation into the official language of their Member State only in exceptional and duly motivated cases.
RemovedSee justification for Amendment to Recital 30.
RemovedArticle 27 – paragraph 2: 2. The notifier shall provide the competent authorities concerned with authorised translations of the documents referred to in paragraph 1 into a language which is acceptable to them, only where they so request in exceptional and duly justified cases.
RemovedSee justification for Amendment to Recital 30.
RemovedArticle 28 – paragraph 3 a (new): 3a. In the event of disagreement in relation to the distinction between waste and non-waste, or to the classification of a waste, or to the classification of the waste treatment, any of the competent authorities concerned may ask the waste shipment cooperation group, pursuant to Article 28a(4), to put such matters of disagreement on the agenda of the earliest subsequent meeting of the group and to take a decision on the matter.
RemovedSee justification for Amendment proposing new article on "Waste shipment cooperation group".
RemovedArticle 28 – paragraph 4 – subparagraph 1: In order to facilitate the harmonised classification of waste listed in Annex III, Annex IIIA, Annex IIIB or Annex IV in the Union, the Commission is empowered to adopt delegated acts in accordance with Article 76 to supplement this Regulation by establishing criteria, such as contamination thresholds, on the basis of which certain wastes shall be classified in Annex III, IIIA, IIIB or IV, and the thresholds for characterising physical and chemical characteristics as being essentially similar. Contamination thresholds shall be based on weight of the transported load.
RemovedCalculation methods for contamination thresholds should be clear and predictable. Interpretation of characteristics should, in accordance with justification for Amendment to Article 13 – paragraph 1 – point a, be harmonised.
RemovedArticle 28 – paragraph 4 – subparagraph 2: The Commission is also empowered to adopt delegated acts in accordance with Article 76 to supplement this Regulation by establishing criteria to distinguish between used goods and waste, for specific categories of commodities for which this distinction is of particular importance for the export of waste from the Union. The criteria provided for in those delegated acts and those provided for in Directive 2008/98/EC and other relevant Union legislation shall be uniform.
RemovedTo avoid legal uncertainty, consistency must be established between relevant EU legislation.
RemovedArticle 28 – paragraph 4 – subparagraph 2 a (new): The delegated acts referred to in the second subparagraph shall be updated regularly to ensure that criteria and classifications take into account inter alia new technologies for waste processing.
RemovedTo facilitate intra-EU shipments, the classifications of waste across the EU should be in line with progress in technology for recovery of materials from waste.
RemovedArticle 28 a (new): Article 28a / Waste shipment cooperation group / 1. A cooperation group shall be established to facilitate and improve cooperation between the Member States in order to prevent fragmentation and unlock the potential of the Union market for shipments of waste (the ‘waste shipment cooperation group’) / 2. The waste shipment cooperation group shall consist of representatives of each Member State's relevant authorities. It shall be chaired by representative or representatives of the Commission. / 3. The waste shipment cooperation group shall be a forum for sharing information on general trends relating to the Union market for shipments of waste, for resolving disagreements on classification issues between Member States, for discussing the inter-linkage between this Regulation and national legislation on environment and waste management, and other issues related to unjustified barriers in the Union market for shipments of waste. The waste shipment cooperation group shall also facilitate the sharing of best practices and facilitate cooperation and coordination between relevant authorities. / 4. The waste shipment cooperation group may examine any technical question relating to the application of this Regulation raised by the chairperson, either on his or her own initiative or at the request of the members of the group, including with regard to the application of the system for electronic exchange of information. The group shall also deal with questions related to disagreements on c…
RemovedTo ensure the swift transition to a circular economy and incentivise shipments for environmentally sound waste management within Europe, Member States must have a permanent platform for exchanging on i.a. classifications and any measures which may pose barriers to the EU internal waste market.
Change 15
RemovedSee justification of Amendment to Article 30 – paragraph 1.
AddedArticle 30 – paragraph 1: 1. In exceptional cases, and where the specific geographical or demographical situation warrants such a step, Member States may conclude bilateral or multilateral agreements making the notification procedure for shipments of specific flows of waste less stringent in respect of cross-border shipments to the nearest suitable facility located in the border area between the two or more Member States concerned. / Such agreements may also be concluded for shipments of waste destined for disposal pursuant to Article 11, if the geographical and demographical situation warrants concluding such agreements. In this regard, the conditions provided for in Article 11 paragraph 1, points (a) to (f) may be made less stringent in respect of cross-border shipments to the nearest suitable facility for disposal, in accordance with Directive 2008/98/EC and the environmentally sound management of waste. / Multilateral agreements shall demonstrate that the waste is treated in accordance with the waste hierarchy and the principles of proximity and self-sufficiency at Union and national levels, as laid down in Directive 2008/98/EC; that the waste is treated in accordance with environmental protection standards, in accordance with Union legislation; that, if the facility is covered by Directive 2010/75/EU, the best available techniques as defined in Article 3(10) of that Directive are applied in compliance with the permit for the facility; and that the agreements do not lead to a significant fragmenta…
RemovedArticle 30 – paragraph 1: 1. In exceptional cases, and where the specific geographical or demographical situation warrants such a step, Member States may conclude multilateral agreements making the notification procedure for shipments of specific flows of waste less stringent in respect of cross-border shipments to the nearest suitable facility located in the border area between the two Member States concerned. / Multilateral agreements may also in exceptional cases be concluded for shipments of waste destined for disposal pursuant to Article 11, if the geographical and demographical situation warrants such a step. / Multilateral agreements shall demonstrate that the waste is treated in accordance with the waste hierarchy and the principles of proximity and self-sufficiency at Union and national levels, as laid down in Directive 2008/98/EC; that the waste is treated in accordance with environmental protection standards, in accordance with Union legislation; that, if the facility is covered by Directive 2010/75/EU, the best available techniques as defined in Article 3(10) of that Directive are applied in compliance with the permit for the facility; and that the agreements do not lead to a significant harmful fragmentation of the Union market for shipments of waste.
RemovedMultilateral agreements may bring benefits such as reduced administrative burdens, and thus should be considered in exceptional cases. In some cases, it may be justified to conclude these agreements multilaterally rather than bilaterally. It is of utmost importance that these activities under these agreements are carried out in respect of Union legislation and the principles contained therein. Article 11 provides that shipments of waste for disposal are prohibited, except if certain conditions are met, in which case shipments of waste can be approved. In respect of the principle of self-sufficiency at Union and national levels, and that not all Member States may be in possession of sufficient waste disposal facilities for all specific waste streams, multilateral cooperation as regards waste disposal should be possible as part of multilateral agreements.
Change 16
RemovedSee justification of Amendment to Article 30 – paragraph 1.
Change 17
RemovedSee justification of Amendment to Article 30 – paragraph 1.
AddedArticle 30 – paragraph 4: 4. The agreements referred to in this Article shall be notified to the Commission and the correspondents before they take effect. Questions or concerns put to the correspondents in relation to bilateral or multilateral agreements may be raised at meetings of the correspondents. Relevant stakeholders shall be invited to such meetings, or parts of such meetings, where appropriate.
RemovedArticle 30 – paragraph 4 a (new): 4a. Upon the initiative of the chairperson or at the request of the members of the group the waste shipment cooperation group shall verify the agreements referred to in this Article to ensure that they do not cause harmful fragmentation of the Union market for shipments of waste.
AddedArticle 36 – paragraph 1 – point b a (new): (ba) Waste containing or contaminated with a substance exceeding the concentration levels provided for in Annex IV to Regulation (EU) 2019/1021 on persistent organic pollutants;
RemovedAny significant harmful fragmentation of the EU market for waste shipments must be avoided. Thus, the waste shipment cooperation group should be tasked with i.a. overlooking these agreements.
AddedAll waste containing or contaminated with a substance exceeding the levels in Annex IV to Regulation (EU) 2019/1021 on persistent organic pollutants should be prohibited for export from the Union to non-OECD countries.
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RemovedArticle 31 – paragraph 1 – point a: (a) where the third country is a Party to the Basel Convention, within 60 working days, unless it has waived this right in accordance with the terms of that Convention; or
AddedArticle 37 – paragraph 2 – subparagraph 1: Paragraph 1 shall not apply to exports of waste destined for recovery to a country included in the list of countries established in accordance with Article 38 for the waste specified in that list. Exports of plastic waste to countries to which the OECD Decision does not apply other than EFTA Member States shall not be covered by Article 38.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
RemovedArticle 35 – paragraph 2 – point d: (d) the competent authority of transit outside the Union shall have 60 working days after the date of transmission of its acknowledgement of receipt of the notification to provide, where the country concerned has decided not to require prior written consent and has informed the other Parties to the Basel Convention thereof in accordance with Article 6(4) of that Convention, tacit consent or to give a written consent with or without conditions;
RemovedSee justification for Amendment to Article 8 – paragraph 2.
RemovedArticle 35 – paragraph 2 – point e: (e) the competent authority of dispatch in the Union shall take the decision to consent to the shipment as referred to in Article 9 only after having received written consent from the competent authority of destination and, where appropriate, the tacit or written consent of the competent authority of transit outside the Union, and not earlier than 61 working days after the date of transmission of the acknowledgement of receipt of the notification by the competent authority of transit, unless the competent authority of dispatch has the written consent of the other competent authorities concerned, in which case it may take the decision as referred to in Article 9 before that time limit.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
RemovedArticle 35 – paragraph 3 – point e: (e) where, 42 working days after the waste has left the Union, the competent authority of dispatch in the Union has received no information from the facility about receipt of the waste, it shall without delay inform the competent authority of destination thereof;
RemovedSee justification for Amendment to Article 8 – paragraph 2.
RemovedArticle 35 – paragraph 3 – point f – point ii: (ii) the facility shall, within three working days of receipt of the waste for disposal, send signed copies of the completed movement document, except for the certificate of disposal referred to in point (iii), to the notifier and the competent authorities concerned;
RemovedSee justification for Amendment to Article 8 – paragraph 2.
RemovedArticle 35 – paragraph 3 – point f – point iii: (iii) the facility shall, as soon as possible but no later than 30 working days after completion of the disposal and in any case no later than one calendar year after the receipt of the waste under its responsibility, certify that the disposal has been completed and shall send signed copies of the movement document containing that certification to the notifier and to the competent authorities concerned;
RemovedSee justification for Amendment to Article 8 – paragraph 2.
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RemovedTo incentivise the requested investments in recycling facilities in non-OECD countries, as well as ensure that countries who do not comply with requirements are removed swiftly, the list of countries authorised should be updated often.
AddedArticle 40 – paragraph 1: 1. The Commission shall assess the requests submitted pursuant to Article 39 without undue delay and, if it is satisfied that the requirements set out in that Article are complied with, it shall include the country making the request in the list of countries to which exports are authorised. The assessment shall be based on the information and supporting evidence provided by the country making the request, as well as other relevant information, and determine if the country making the request has put in place and implements all necessary measures to ensure that the waste concerned will be managed in an environmentally sound manner as referred to in Article 56. In order to perform this assessment, the Commission shall use, as points of reference, the relevant provisions in the legislation and guidance referred to in Annex IX. The Commission shall also consult stakeholders, including national experts, relevant industry representatives and non-governmental organisations, in the assessment.
RemovedArticle 41 – paragraph 3 – subparagraph 2 – point b: (b) the facility shall, within three working days of receipt of the waste for recovery, send signed copies of the completed movement document, except for the certificate of recovery referred to in point (c), to the notifier and the competent authorities concerned;
AddedArticle 41 – paragraph 2 – point c a (new): (ca) the export of plastic waste listed in Annex III, IIIA, IIIB or IV, to countries to which the OECD decision applies other than EFTA countries shall be phased out by ... [insert the date four years after the entry into force];
RemovedSee justification for Amendment to Article 8 – paragraph 2.
AddedArticle 42 – paragraph 1: 1. The Commission shall monitor the exports of waste from the Union to countries to which the OECD Decision applies, with a view to ensuring that such exports fulfil the requirements of environmentally sound management as referred to in Article 56 in the country of destination and do not cause substantial adverse effects on the management of domestic waste in that country. As part of such monitoring, the Commission shall assess requests from natural or legal persons which are accompanied by relevant information and data showing that export of waste from the Union does not fulfil the requirements of environmentally sound management as referred to in Article 56 in a country to which the OECD Decision applies or cause substantial adverse effects on the management of domestic waste in that country.
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RemovedArticle 41 – paragraph 3 – subparagraph 2 – point c: (c) the facility shall, as soon as possible but no later than 30 working days after completion of the recovery, and in any case no later than one calendar year after the receipt of the waste, under its responsibility, certify that the recovery has been completed and shall send signed copies of the movement document containing that certification to the notifier and to the competent authorities concerned.
AddedArticle 42 – paragraph 2: 2. In cases where there is insufficient evidence available demonstrating that the country concerned has the ability to recover this waste in an environmentally sound manner as referred to in Article 56, or where there is evidence that the country concerned fails to meet the requirements of Article 56 for this waste, or that there are substantial adverse effects on the management of domestic waste in that country due to the importation of waste from the Union, the Commission shall request the competent authorities of the country concerned to provide, within 60 days, information on the conditions under which the waste in question is recovered and the ability of the country concerned to manage the waste in question, including any domestic waste that may be affected by imports. The Commission may grant an extension of this time limit if the country concerned makes a reasoned request for an extension thereof.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
AddedArticle 42 – paragraph 3 – point a: (a) put in place and implemented an adequate legal framework for the management of domestic and imported waste, as well as adequate measures to ensure the environmentally sound management of the waste imported into its territory as well as of the residual waste generated through the recovery of that waste;
RemovedArticle 41 – paragraph 5 – point a: (a) the competent authority of transit of the country to which the OECD Decision does not apply shall have 60 working days after the date of transmission of its acknowledgement of receipt of the notification, to provide, where the country concerned has decided not to require prior written consent and has informed the other Parties to the Basel Convention thereof in accordance with Article 6(4) of that Convention, tacit consent or to give a written consent with or without conditions;
AddedArticle 42 – paragraph 3 – point b: (b) sufficient capacity in its territory allowing the waste concerned to be managed in an environmentally sound manner, taking into consideration the increased volume of waste, which may be present due to the waste imported into its territory;
RemovedSee justification for Amendment to Article 8 – paragraph 2.
AddedArticle 42 – paragraph 3 – point c: (c) put in place adequate measures, including separate reporting of waste generated domestically and waste imported, to ensure that the import of the waste concerned has no substantial adverse effect on the collection and management of the waste generated domestically;
RemovedArticle 41 – paragraph 5 – point b: (b) the competent authority of dispatch in the Union shall take the decision to consent to the shipment as referred to in Article 9 only after having received tacit or written consent from the competent authority of transit of the country to which the OECD Decision does not apply, and not earlier than 61 working days after the date of transmission of the acknowledgement of receipt of the competent authority of transit, unless the competent authority of dispatch has received the written consent of the other competent authorities concerned, in which case it may take the decision as referred to in Article 9 before that time limit.
AddedArticle 42 – paragraph 3 – point d: (d) put in place and implemented adequate enforcement measures to address possible illegal shipments or non-environmentally sound treatment of the waste concerned.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
AddedArticle 42 – paragraph 3 a (new): 3a. For the purpose of the verifications referred to in paragraph 3, the Commission shall, where relevant, consult relevant stakeholders.
Change 19
ChangedArticle 42 – paragraph 1: 1. The Commission shall monitor the4 levels– ofsubparagraph export1: ofWhere, wastefurther fromto the Union torequest countriesreferred to which the OECD Decisionin applies,paragraph with2, athe viewcountry toconcerned ensuringdoes thatnot suchprovide exportssufficient doevidence notas leadreferred to serious environmental or humanin healthparagraph damages3 inthat the countrywaste ofis destination.managed Asin partan ofenvironmentally suchsound monitoring,manner thein Commissionaccordance shallwith assessArticle requests56, fromor naturalthat orthere legalare personsno whichsubstantial areadverse accompaniedeffects byon relevantthe informationmanagement andof datadomestic showingwaste thatas exporta consequence of the waste fromimport, the Union leads toCommission seriousis environmentalempowered orto humanadopt healthdelegated damagesacts in a countryaccordance towith whichArticle the76 OECDto Decisionsupplement applies.this TheRegulation Commissionby shallprohibiting establishthe guidelinesexport forof the monitoringwaste ofconcerned exportsto ofthis waste.country.
Change 20
RemovedFor transparency and legal clarity, the Commission shall establish public guidelines for monitoring exports of waste.
AddedArticle 43 – paragraph 1 a (new): 1a. A natural or legal person exporting waste from the Union shall also ensure that the facility which will manage the waste in the country of destination has set up internal reporting channels, including adequate protection of whistle-blowers.
Change 21
ChangedArticle 4243 – paragraph 2: 2. In casesorder whereto fulfil the exportobligation ofreferred ato specificin wasteparagraph stream1, froma thenatural Unionor tolegal aperson countryintending to whichexport waste from the OECDUnion Decisionshall appliesensure hasthat increasedthe byfacilities 30%which overwill threemanage monthsthe comparedwaste toin the previouscountry three-monthof period,destination andhave therebeen issubject insufficientto evidencean availableaudit demonstratingby thatan theindependent countryand concernedaccredited hasthird theparty abilitywith toappropriate recoverqualifications. thisThe wastethird inparty ancarrying environmentallyout soundthe manneraudit asshall referredbe tocertified in Article 56,accordance thewith CommissionUnion shallor requestinternationally therecognised competentstandards, authoritiessuch ofas theISO country19011:2018, concernedand tothe provide,exporter withinshall 60obtain workingwritten days,confirmation informationof onthat thecertification conditionsprior underto whichexporting. theIn wasteorder into questionsafeguard isthe recoveredindependence and the abilityobjectivity of the country concerned to manageaudit, the waste in question.natural Theor Commissionlegal mayperson grantthat anhas extensioncommissioned ofit thisshall timenot limitintervene ifin the country concerned makes aexecution reasonedof requestthe foraudit anin extensionany thereof.way.
Change 22
RemovedLegal certainty regarding the interpretation of this provision should be ensured, and thus a specific limit must be established, in order to avoid incoherent implementation or circumvention.
AddedArticle 43 – paragraph 4 – subparagraph 1: A natural or legal person intending to export waste shall ensure that the facility which will manage the waste in the country of destination has been subject to an audit referred to in paragraph 2 that was carried out no longer than two years prior to exporting waste to the facility concerned.
Change 23
ChangedArticle 43 – paragraph 2: 2. In order to fulfil the obligation referred to4 in– paragraphsubparagraph 1,2: aA natural or legal person intending to exportexporting waste from the Union shall ensure that thealso facilitiescarry whichout willad-hoc manageaudit thewithout wastedelay in the country of destination have been subject tocase anit auditreceives byevidence anthat independenta andfacility accreditedno thirdlonger partycomplies with appropriate qualifications, which are certified using established,the internationallycriteria recognisedlaid standards,down andin relevantAnnex experience.X.
Change 24
RemovedIt must be ensured that the third party carrying out the audit has the sufficient qualifications.
AddedArticle 43 – paragraph 7 – subparagraph 1 a (new): Natural or legal persons exporting waste outside the Union shall provide an audit report, formulated on the basis of the audit as referred to in paragraph 2, to the Commission prior to exporting that waste.
Change 25
ChangedArticle 43 – paragraph 5: 5.7 Aa natural(new): or7a. legalThe personCommission thatshall hasestablish commissionedand ormaintain carrieda outcentral, anpublicly auditaccessible forand aup-to givendate facilityregister inof accordanceaudited withfacilities. paragraphThe 2register shall ensure that such auditcontain bethe madenames availableand tolocation otherof naturalthe oraudited legalfacilities personand intendingthe todate exportof wastethe tomost therecent facilityaudit. inThe question,information undershall fairnot commercialinclude conditionsconfidential andbusiness withoutinformation disclosingor information about the person commissioning the audit,audit. whichDisclosure mayof breachpersonal businessdata confidentiality.protected Thein Commissionaccordance shallwith establishthe aRegulation central,(EU) publicly2016/679 available(‘GDPR’) registershall foralso auditedbe facilities.prevented.
Change 26
RemovedOnly information about the facility should be made available to other persons intending to export waste to the facility, not sensitive information about e.g. contracts. To ensure transparency and facilitate the procedures surrounding audits, a central register of audited facilities should be established.
AddedArticle 43 – paragraph 8: 8. Where an international agreement between the Union and a third country to which the OECD Decision applies recognises that the facilities in that third country will manage waste in an environmentally sound manner, as referred to in Article 56 and in accordance with the criteria laid down in Annex X, natural and legal persons which intend to export waste to that third country shall be exempted from the obligation in paragraph 2. / A natural or legal person exporting waste from the Union to a facility in a third country with which the Union has concluded an international agreement shall carry out ad-hoc audit without delay in the event it receives evidence that a facility no longer complies with the criteria laid down in Annex X. The natural or legal person shall in such a case notify the competent authorities of dispatch of that evidence as well as its plans to carry out an ad-hoc audit.
RemovedArticle 43 – paragraph 8: 8. Where an international agreement between the Union and a third country to which the OECD Decision applies recognises that the facilities in that third country will manage waste in an environmentally sound manner, in accordance with the criteria laid down in Annex X, natural and legal persons which intend to export waste to that third country shall be exempted from the obligation in paragraph 2. Such international agreements shall be made publicly available by the Commission in a central register.
AddedArticle 43 – paragraph 9 a (new): 9a. The Commission shall adopt guidelines with regard to the application of this Article.
RemovedTo ensure transparency and facilitate the procedures surrounding international agreements, a central register of international agreements should be established.
AddedArticle 56 – paragraph 2: 2. For the purposes of export of waste, the waste shipped shall be deemed to be managed in an environmentally sound manner as regards the recovery or disposal operation concerned, where it can be demonstrated that the waste, as well as any residual waste generated through the recovery operation, will be managed in accordance with human health and environmental protection requirements that are considered equivalent to the human health and environmental protection requirements laid down in Union legislation, in particular those referred to in part 1 of Annex IX, and using as points of reference the international guidance as specified in part 2 of that same Annex and respecting the international Conventions on labour rights, as referred to in part 2a of the same Annex. When assessing such considered equivalence, full compliance with requirements stemming from Union legislation shall not be required, but it shall be demonstrated that the requirements applied and enforced in the country of destination ensure a similar level of protection of human health and the environment than the requirements stemming from Union legislation.
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RemovedArticle 48 – paragraph 2 – point e: (e) the competent authority of transit outside the Union shall have 60 working days after the date of transmission of its acknowledgement of receipt of the notification, to provide, if the country concerned has decided not to require prior written consent and has informed the other Parties to the Basel Convention thereof in accordance with Article 6(4) of that Convention, tacit consent or to give a written consent with or without conditions;
AddedArticle 56 – paragraph 2 a (new): 2a. By [insert the date 18 months after the date of publication of this regulation], the Commission shall adopt guidelines clarifying the use of relevant best available techniques with respect to the assessment of equivalence.
RemovedSee justification for Amendment to Article 8 – paragraph 2.
AddedArticle 56 – paragraph 2 b (new): 2b. By [insert the date 2 years after the date of entry into force of this Regulation], the Commission shall publish a report on the establishment of mandatory recycled content targets for products, particularly but not limited to, products made out of plastic, if not already applicable under Union legislation. Where appropriate, that report shall be accompanied by legislative proposals.
RemovedArticle 56 – paragraph 2: 2. For the purposes of export of waste, the waste shipped shall be deemed to be managed in an environmentally sound manner as regards the recovery or disposal operation concerned, where it can be demonstrated that the waste, as well as any residues generated as a result of waste management at the destination facility, will be managed in accordance with human health and environmental protection requirements that are broadly equivalent to the human health and environmental protection requirements laid down in Union legislation. When assessing such broad equivalence, full compliance with requirements stemming from Union legislation shall not be required, but it should be demonstrated that the requirements applied in the country of destination ensure a similar level of protection of human health and the environment than the requirements stemming from Union legislation.
AddedArticle 56 – paragraph 2 c (new): 2c. The Commission shall, by … [OJ: please insert the date one year after the date of entry into force of this Regulation], publish a report assessing the impacts on environmentally sound management of plastic waste within the Union related to the phase-out of exports of plastic waste outside of the Union and EFTA countries. Where appropriate, it shall be accompanied by measures to mitigate identified adverse impacts on the Union waste management capacity for environmentally sound management of plastic waste and promote innovation and investments in that sector.
RemovedWhen a waste treatment facility generate residue, which may contain harmful substances, from the treatment of exported waste, it should be ensured that environmentally sound waste management also includes this.
AddedArticle 57 – paragraph 2 – point a a (new): (aa) at collection, at storage and at sorting facilities;
RemovedArticle 63 – paragraph 3 a (new): 3a. The enforcement group shall publish an annual report on trends in illegal shipments and best practices to tackle them, as recommended by Member State competent authorities.
AddedArticle 57 – paragraph 2 a (new): 2a. Member States shall carry out inspections to prevent and detect illegal shipments of waste on the basis of a Union risk-based targeting mechanism. / In order to ensure the harmonisation of inspections, the Commission shall adopt implementing acts to define the detailed elements of the Union risk-based targeting mechanism. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 77(2).
RemovedIt must be ensured that the work of the enforcement group is shared with other institutions and actors in the sector to improve the effective elimination of illegal shipments.
AddedArticle 58 – paragraph 1: 1. Inspections of shipments shall include at least verification of documents, confirmation of the identity of the actors involved in those shipments and physical checking of the waste.
RemovedArticle 63 – paragraph 3 b (new): 3b. Within two years of its establishment, the enforcement group shall propose to the Commission an action plan to tackle illegal shipments of waste. The proposal for an action plan shall be updated at least every four years based on new or persisting trends in illegal shipments and enforcement activities. The Commission shall provide a justification, where it decides not to carry out actions based on those recommendations within two years of the recommendations being made.
AddedArticle 58 – paragraph 2 – subparagraph 1 – point a a (new): (aa) as to the audit report pursuant to Article 42;
RemovedIt must be ensured that the work of the enforcement group is shared with other institutions and actors in the sector to improve the effective elimination of illegal shipments.
AddedArticle 58 – paragraph 5: 5. In order to ascertain whether a shipment of waste subject to the general information requirements set out in Article 18 is destined for recovery operations which are in accordance with Article 56, the authorities involved in inspections shall require the person who arranges the shipment to submit the audit report required in Article 42 as well as, where appropriate relevant documentary evidence, provided by the interim and non-interim recovery facility and, if necessary, approved by the competent authority of destination.
RemovedArticle 63 – paragraph 4: 4. The waste shipment enforcement group shall meet at least twice a year. In addition to the members referred to in paragraph 2, the chairperson may invite to the meetings, where appropriate, representatives of other relevant institutions, bodies, offices, agencies, trade or industrial associations, or networks.
AddedArticle 58 – paragraph 6: 6. Where the evidence referred to in paragraph 4 or paragraph 5 has not been submitted to the authorities involved in inspections within the period specified by them, or they consider the evidence and information available to them to be insufficient to reach a conclusion, the shipment concerned shall be considered as an illegal shipment and shall be dealt with in accordance with Articles 24 and 25. The authorities involved in inspections shall, without delay, inform the competent authority of the country where the inspection concerned took place accordingly.
RemovedIt should be clarified that where the group finds it to be relevant, they may also invite e.g. representatives of the industry to their meetings.
AddedArticle 59 – paragraph 2 – introductory part: 2. Inspection plans shall include the minimum number of physical checks of facilities and waste shipments in line with the risk assessment conducted pursuant to article 59, paragraph 1. The plans shall not contain any details about operational programming. The inspection plans shall include, at least, the following elements:
RemovedArticle 69 – paragraph 4 a (new): 4a. In the report, referred to in paragraph 4, the Commission shall include data from the central system such as, , data showing the average time the competent authorities need to take a decision referred to in Article 9(2).
AddedArticle 59 – paragraph 2 – point c: (c) information on the number and types of planned inspections, including on physical checks;
RemovedIt is important that all available data are utilized in assessing the implementation of the Regulation. A central information with regard to implementation is the decision times, including how they are affected over time by e.g. the central system.
AddedArticle 59 – paragraph 2 – point g a (new): (ga) information as to how concerns or irregularities can be reported to a prescribed organisation, as provided for in the relevant Union legislation on whistleblowing.
RemovedAnnex IA – Block 7: 9. Baled / 10. Other (specify)
AddedArticle 59 – paragraph 2 a (new): 2a. Member States shall ensure that the outcome of the inspections carried out pursuant to the plans referred to in this Article, any remedial actions taken by the relevant authorities as a follow up to those inspections, the names of the operators involved in illegal shipments, and the penalties imposed are available to the public, including electronically.
RemovedAnnex IB – Block 7: 9. Baled / 10. Other (specify)
AddedIt is important to know the success or failure of the inspection plans, therefore the results of the inspections carried out need to be made public. Moreover, Member States should inform about the remedial action taken, the names of those caught with illegal shipments, and the penalties applied. Such public reporting is likely to have a major deterrent effect.
AddedArticle 59 – paragraph 5: 5. The Commission shall review the inspection plans notified by the Member States in accordance with paragraph 4 and draw up reports, based on the review of these plans, on the implementation of this Article within 1 year of the reception of the inspection plans. Such reports shall take into account the flows, tonnage and value of waste to third countries to identify relevant priorities. Such reports may include, inter alia, recommendations on priorities of inspections and on enforcement cooperation and coordination between the relevant authorities involved in inspections. Such reports may also be presented, where appropriate, in the meetings of the waste shipment enforcement group established under Article 63, and shall be made available to the European Parliament and the European Council.
AddedArticle 63 – paragraph 3 a (new): 3a. The waste shipment enforcement group shall publish an annual report on trends in illegal shipments and best practices to tackle such shipments, as recommended by Member State competent authorities.
AddedArticle 63 – paragraph 3 b (new): 3b. Within two years of its establishment, the waste shipment enforcement group shall propose to the Commission an action plan to tackle illegal shipments of waste. The proposal for an action plan shall be updated at least every four years based on new or persistent trends in illegal shipments and enforcement activities.
AddedArticle 63 – paragraph 4: 4. The waste shipment enforcement group shall meet at least twice a year. In addition to the members referred to in paragraph 2, the chairperson may invite to the meetings, where appropriate, representatives of other relevant institutions, bodies, offices, agencies networks or other stakeholders.
AddedArticle 64 – paragraph 2 – point b: (b) the powers conferred onto the Commission, the European Prosecutor's Office or the European Anti-Fraud Office (OLAF), respectively, in other legal acts, in particular in Council Regulation (EU) 2017/19391a, Regulation (EU, Euratom) 883/2013 of the European Parliament and of the Council65 , Council Regulation 515/9766 , or Council Regulation 2185/9667 .
AddedArticle 69 – paragraph 4 – subparagraph 3: The report mentioned in the first subparagraph shall be drawn up for the first time by [OP: Please insert date of the end of the third year after the date of entry into force of this Regulation] and every three years thereafter.
AddedArticle 69 – paragraph 4 a (new): 4a. The Commission shall assess and present a report to the Council and the European Parliament on how the financial obligations under-extended producer responsibility should apply to used goods or waste shipped from the Union.
AddedArticle 69 – paragraph 4 b (new): 4b. Using data from the central system, as well as data from reports by relevant EU agencies, this report shall present an analysis of shipments and treatment of specific waste streams, identified as illegal practices in this regard, of implementation of this Regulation, including compliance by competent authorities with deadlines set out in this Regulation, and of the contribution by the sector towards the transition to a circular economy and climate neutrality by 2050 in accordance with Regulation (EU) 2021/1119 of the European Parliament and of the Council (the ‘European Climate Law’).
AddedArticle 69 – paragraph 4 c (new): 4c. The waste shipment enforcement group, the correspondents and the sector-specific climate dialogues and partnerships within the waste sector shall be invited to review and give comments on the report ahead of its publication.
AddedArticle 69 – paragraph 4 d (new): 4d. In accordance with Regulation (EU) 2021/1119 of the European Parliament and of the Council, the Commission shall facilitate sector-specific climate dialogues and partnerships within the waste sector of the economy.
AddedArticle 72 – paragraph 1 a (new): The Commission shall, if requested by Member States or if otherwise appropriate, periodically hold a meeting of the correspondents. During those meetings, correspondents shall examine the questions raised by the implementation of this Regulation, and may also discuss other relevant topics related to the implementation of this Regulation. Particular attention may be given to discussions on the monitoring the state of the Union market for shipments of waste, to enabling the exchange of best practices, information and facilitating cooperation between competent authorities, with the aim of removing barriers to the harmonisation of practices of shipments of waste between Member States and the implementation of environmentally sound techniques for waste management. / Relevant stakeholders shall be invited to the meetings of the correspondents, or parts of those meetings, where appropriate.
AddedArticle 72 – paragraph 1 b (new): Relevant stakeholders shall be invited to the meetings of the correspondents, or parts of those meetings, where appropriate.
AddedArticle 75 – paragraph 1 a (new): 1a. The Commission is empowered to adopt delegated acts in accordance with Article 76 to amend Annex III, in particular Part I, paragraph 2, point (fa) in order to modify contamination thresholds.
AddedArticle 75 – paragraph 3 a (new): 3a. By ... [insert the date 12 months after the date of publication of this regulation], the Commission shall assess adding entries on mixtures of waste such as used footwear, clothing and other textile products, including the mixtures of these, mineral wool, as well as mattresses to Annex IIIB. Where appropriate, that assessment shall be accompanied by a delegated act in accordance with Article 76 to amend Annex IIIB.
AddedArticle 80 – paragraph 1: By 31 December 2030, the Commission shall, taking into account, inter alia, the reports drawn up in accordance with Article 69, and the review referred to in Article 59(5), carry out a review of this Regulation and submit a report on the results thereof to the European Parliament and to the Council, accompanied, if the Commission deems it appropriate, by a legislative proposal.
AddedArticle 80 – paragraph 1 a (new): By 31 December [2038], the Commission shall review the data and justifications underpinning the decision to restrict the export of plastic waste outside of the Union and EFTA countries, with a view to assessing the proportionality of that measure.
AddedAnnex IA – Block 7: 9. Bale / 10. Other (specify)
AddedAnnex IB – Block 7: 9. Bale / 10. Other (specify)
Change 27
RemovedSee justification for Amendment to Article 8 – paragraph 2 and justification for Amendment to Article 15 – paragraph 3.
AddedAnnex III – Part I – paragraph 2 – point f a (new): (fa) for waste shipped within the Union, the reference to "almost free from contamination and other types of waste" [in Basel entry B3011/ EU3011] shall be understood to mean that the content of contamination does not exceed in total a maximum of 6% of the consignment.
RemovedAnnex VIII – Part 2 –point 6: 6. Please provide a list of facilities authorised under the domestic legislation of the country to recover the waste(s) covered by this request (including at least the name and address of these facilities, their permit number, the types of waste(s) that they are authorised to recover, their authorised treatment capacity, and the technological capability of the facilities). This should preferably be provided through a website link where information on the concerned facilities is publicly and electronically accessible (e.g. website link of the competent authority).
AddedAnnex III – Part I – paragraph 2 – point g: deleted / (deleted) / (This amendment applies throughout the text. If adopted, references to EU3011 shall be replaced by references to Basel entry B3011.)
RemovedIt is important to have access to information about the technologies for waste treatment available at the facilities, as it is essential for the quality of the recycling.
AddedThe EU should fully adhere to the provisions of the Basel Convention. It should therefore maintain the Basel entry B3011 of Annex IX of the Basel Convention with regard to non-hazardous plastic waste. Only those waste fall under the green list procedure in the EU. The entry EU3011 would deviate from Basel entry B3011 by unduly adding problematic PTFE and PVC waste to the green listed waste. Such waste are listed under Basel Annex II for good reasons due to the problems they create and shipments thereof in the EU should therefore be controlled. This is necessary to ensure that Member States who do not wish to receive PTFE and PVC waste can object to such shipments.
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AddedAnnex IIIA – point 2 – point e a (new): (ea) mixtures of wastes classified under Basel entries B1010 and B2020;
AddedAnnex IIIA – point 2 – point e b (new): (eb) mixtures of waste classified under EU3011and Basel entry B3040 and B1010 limited to waste from window and door frames.
AddedAnnex IV – Part I – paragraph 1 – subparagraph 1 a (new): Waste classified as hazardous in the list of waste established pursuant to Article 7 of Directive 2008/98/EC.
AddedAnnex IV – Part I – paragraph 2 – point f: deleted / (deleted) / (This amendment applies throughout the text. If adopted, references to EU48 shall be replaced by references to Basel entry Y48.)
AddedThe EU should fully adhere to the provisions of the Basel Convention. It should therefore maintain the Basel entry Y48 with regard to contaminated plastic waste and mixtures of plastic waste. The entry EU48 would be more lenient on certain mixtures of plastic waste, which is not appropriate.
AddedAnnex V – point 2 – subparagraph 1: This Annex consists of two parts. Article 36 further refers to the list of waste as referred to in Article 7 of Directive 2008/98/EC. For the purposes of this Regulation and to determine whether a specific waste is listed as referred to in Art. 36 of this Regulation, the list of waste as referred to in Article 7 of Directive 2008/98/EC applies only when Part 1 of this Annex is not applicable. If a waste is not listed in Part 1 of this Annex, and not listed asa hazardous waste in the list of waste as referred to in Article 7of Directive 2008/98/EC, namely types of waste marked with an asterisk, only then it should be checked if it is listed in Part 2 of this Annex.
AddedCountries who would like to be included in the list of countries to which the export of non-hazardous waste destined for recovery from the European Union are authorised should also provide information about the status with regard to membership in the Fundamental ILO Conventions, as respecting workers’ legislation is a prerequisite for environmentally sound management of waste.
AddedAnnnex VIII – Part 2 a (new)
AddedAmendment: Part 2a (new) / Commitment to ensure that waste(s) received from the European Union is managed and treated in accordance with Article 56. / Hereby, [name and contact details of competent authority], on behalf of [country] (hereafter ‘the country’) declares that the country ensures that any waste shipped to its territory is managed without endangering human health and in an environmentally sound manner in accordance with Article 56 of this Regulation.
AddedCountries who would like to be included in the list of countries to which the export of non-hazardous waste destined for recovery from the European Union are authorised should sign a commitment to ensuring environmentally sound management of the imported waste.
AddedAnnex IX – Part 1 – point 2 – point b: (b) Directive 2010/75/EU of the European Parliament and of the Council of 24 November 2010 on industrial emissions, including adopted best available techniques.
AddedAnnex IX – Part 2 a (new): 2a International Conventions on labour rights / The eight fundamental ILO Conventions as defined under the ILODeclaration on Fundamental Principles and Rights at work1a / 1a https://www.ilo.org/declaration/lang--en/index.htm
AddedAnnex X – point 1: 1. The audit referred in Article 43(2) verifies that the actual performance of all activities of the facility managing the waste in the country of destination comply with the following conditions, where relevant:
Change 28
RemovedRecycling technology is important for the quality of the recycled output.
AddedAnnex X – point 1 – point c – introductory part: (c) it establishes and operates management and monitoring systems, procedures and techniques that have the purpose of preventing, reducing, minimising and to the extent practicable eliminating:
Change 29
ChangedAnnex X – point 1 – point e:f: (e)(f) it hasestablishes takenand measuresis designedable to applyprovide energyrecords efficientof solutionsits waste management and limitwaste shipment activities for the emissionslast offive greenhouseyears; gasesif linkeda plant has operated for less than five years, it establishes and is able to provide records of its waste management and waste shipment activities seenfor fromthe atime life-cycleit perspective;has operated;
Change 30
RemovedAnnex X – point 1 – point f: (f) it establishes and is able to provide records of its waste management and waste shipment activities for the last five years; if a plant has operated for less than five years, it provides records for as many years as the facility has operated;
AddedAnnex X – point 2 – introductory part: 2. Upon verifying compliance of all relevant activities of a facility against the above criteria, the independent third party performing the audit must in particular take into account, as a point of reference and where relevant:
RemovedClarity should be provided regarding conditions for facilities which have operated in less than five years, as newer facilities shall not be in disadvantaged conditions.
AddedAnnex X – point 2 – point b a (new): (ba) other Union legislation as referred to in Part 1 of Annex IX.
Sources & citation
Where the facts on this page come from, and how to cite it.
- Data source
- Licensed CC BY 4.0.
- Retrieved
- 25 September 2026
Cite as
European Parliament (2022). “Changes between ENVI-PR-719861 and A-9-2022-0290”. Text, 9 December 2022. from ENVI-PR-719861, to A-9-2022-0290. EU Parl Watch Research. https://news.eu-parl.st-solutions.dev/texts/ENVI-PR-719861/compare/A-9-2022-0290 (retrieved 25 September 2026). Data: European Parliament Open Data, https://data.europarl.europa.eu/ (CC BY 4.0).
BibTeX
@misc{epw-text-2022-12-09,
author = {{European Parliament}},
title = {{Changes between ENVI-PR-719861 and A-9-2022-0290}},
year = {2022},
date = {2022-12-09},
howpublished = {\url{https://news.eu-parl.st-solutions.dev/texts/ENVI-PR-719861/compare/A-9-2022-0290}},
url = {https://news.eu-parl.st-solutions.dev/texts/ENVI-PR-719861/compare/A-9-2022-0290},
urldate = {2026-09-25},
publisher = {EU Parl Watch Research},
note = {Text. from ENVI-PR-719861, to A-9-2022-0290. Data: European Parliament Open Data (CC BY 4.0)}
}