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A-9-2023-0253 → TA-9-2024-0130
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- A-9-2023-0253 Plenary report of 27 Jul 2023
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- TA-9-2024-0130 Adopted text of 12 Mar 2024
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More facts (2)
- Title (from)
- on the proposal for a regulation of the European Parliament and of the Council on horizontal cybersecurity requirements for products with digital elements and amending Regulation (EU) 2019/1020
- Title (to)
- Cyber Resilience Act
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Part 3 of 17: Paragraphs 63–122
Removed(10e) In order to ensure that the products are designed, developed and produced in accordance with the essential requirements provided for in Annex I, Section 1, manufacturers should exercise due diligence when integrating components sourced from third parties, including in the case of free and open-source software that has not been made available on the market. The appropriate level of due diligence depends on the nature and the level of risk of the component and may include one or more of the following actions: checking if the component already carries the CE mark, checking security up-dates history, verifying if it is free from vulnerabilities registered in the European vulnerability database or other public databases, or carrying out additional security tests. Where, in the exercise of due diligence, the manufacturer of the product identifies a vulnerability in a component, including in a free and open-source component, it should inform the developer of the component, address and remedy the vulnerability, and, where applicable, provide the developer with the applied security fix. Once the manufacturer has placed the product on the market, it should be responsible for ensuring that vulnerabilities are handled throughout the support period, including for free and open-source components integrated into the product with digital elements.
Removed(10f) The lack of professional skills in the field of cybersecurity is a key issue to be tackled for the successful application of this Regulation. Particular emphasis should be put on the skills gap for manufacturers, market surveillance authorities and notified bodies. Therefore, in line with the Commission’s Communication entitled "Closing the cybersecurity talent gap to boost the EU's competitiveness, growth and resilience ('The Cybersecurity Skills Academy')", specific measures both at Union and Member States level should be put in place to assess the state and the evolution of the cybersecurity labour market and synergies for cybersecurity education and training offers also addressing the gender gap in the sector, with the aim of establishing a common Union approach to cybersecurity training.
Removed(11) A secure Internet is indispensable for the functioning of critical infrastructures and for society as a whole. Directive (EU) 2022/2555 aims at ensuring a high level of cybersecurity of services provided by essential and important entities, including digital infrastructure providers that support core functions of the open Internet, ensure Internet access and Internet services. It is therefore important that the products with digital elements necessary for digital infrastructure providers to ensure the functioning of the Internet are developed in a secure manner and that they comply with well-established Internet security standards. This Regulation, which applies to all connectable hardware and software products, also aims at facilitating the compliance of digital infrastructure providers with the supply chain requirements under the Directive (EU) 2022/2555 by ensuring that the products with digital elements that they use for the provision of their services are developed in a secure manner and that they have access to timely security updates for such products.
Removed(12) Regulation (EU) 2017/745 of the European Parliament and of the Council lays down rules on medical devices and Regulation (EU) 2017/746 of the European Parliament and of the Council lays down rules on in vitro diagnostic medical devices. Both Regulations address cybersecurity risks and follow particular approaches that are also addressed in this Regulation. More specifically, Regulations (EU) 2017/745 and (EU) 2017/746 lay down essential requirements for medical devices that function through an electronic system or that are software themselves. Certain non-embedded software and the whole life cycle approach are also covered by those Regulations. These requirements mandate manufacturers to develop and build their products by applying risk management principles and by setting out requirements concerning IT security measures, as well as corresponding conformity assessment procedures. Furthermore, specific guidance on cybersecurity for medical devices is in place since December 2019, providing manufacturers of medical devices, including in vitro diagnostic devices, with guidance on how to fulfil all the relevant essential requirements of Annex I to those Regulations with regard to cybersecurity. Products with digital elements to which either of those Regulations apply should therefore not be subject to this Regulation.
Removed(12a) Products with digital elements that are developed exclusively for national security or military purposes or products that are specifically designed to process classified information fall outside the scope of this Regulation. However, Member States are encouraged to ensure the same or higher level of protection for those products as for those falling within the scope of this Regulation.
Removed(13) Regulation (EU) 2019/2144 of the European Parliament and of the Council establishes requirements for the type-approval of vehicles, and of their systems and components, introducing certain cybersecurity requirements, including on the operation of a certified cybersecurity management system, on software updates, covering organisations policies and processes for cyber risks related to the entire lifecycle of vehicles, equipment and services in compliance with the applicable United Nations regulations on technical specifications and cybersecurity, and providing for specific conformity assessment procedures. In the area of aviation, the principal objective of Regulation (EU) 2018/1139 of the European Parliament and of the Council is to establish and maintain a high uniform level of civil aviation safety in the Union. It creates a framework for essential requirements for airworthiness for aeronautical products, parts, equipment, including software that take into account obligations to protect against information security threats. Products with digital elements to which Regulation (EU) 2019/2144 applies and those products certified in accordance with Regulation (EU) 2018/1139 are therefore not subject to the essential requirements and conformity assessment procedures set out in this Regulation. The certification process under Regulation (EU) 2018/1139 ensures the level of assurance aimed for by this Regulation.
Removed(14) This Regulation lays down horizontal cybersecurity rules which are not specific to sectors or certain products with digital elements. Nevertheless, sectoral or product-specific Union rules could be introduced, laying down requirements that address all or some of the risks covered by the essential requirements laid down by this Regulation. In such cases, the application of this Regulation to products with digital elements covered by other Union rules laying down requirements that address all or some of the risks covered by the essential requirements set out in Annex I of this Regulation may be limited or excluded where such limitation or exclusion is consistent with the overall regulatory framework applying to those products and where the sectoral rules achieve the same level of protection as the one provided for by this Regulation. The Commission is empowered to adopt delegated acts to amend this Regulation by identifying such products and rules. For existing Union legislation where such limitations or exclusions should apply, this Regulation contains specific provisions to clarify its relation with that Union legislation.
Removed(14a) In order to ensure that products made available on the market can be repaired effectively and their durability extended, an exemption should be provided for spare parts. This should be the case both for spare parts that have the purpose of repairing legacy products made available before the date of application of this Regulation as well as for spare parts that have already undergone a conformity assessment procedure pursuant to this Regulation and that are supplied by the same manufacturer.
Removed(14b) Regulation (EU) 2022/2554 of the European Paliament and of the Council establishes a number of requirements to ensure the security of network and information systems supporting the business processes of financial entities. The Commission should monitor the implementation of this Regulation in the financial sector, to ensure compatability and to avoid overlaps for products with digital elements that may also be covered by Regulation (EU) 2022/2554.
Removed(14c) Agricultural and forestry vehicles that fall within the scope of Regulation (EU) 167/2013 of the European Parliament and of the Council also fall within the scope of this Regulation. Future amendments to Regulation (EU) 167/2013 should avoid regulatory overlaps.
Removed(15) Commission Delegated Regulation (EU) 2022/30 specifies that the essential requirements set out in Article 3(3), point (d) (network harm and misuse of network resources), point (e) (personal data and privacy) and point (f) (fraud) of Directive 2014/53/EU apply to certain radio equipment. [Commission implementation decision XXX/2022 on a standardisation request to the European Standardisation Organisations] lays down requirements for the development of specific standards further specifying how these three essential requirements should be addressed. The essential requirements laid down by this Regulation include all the elements of the essential requirements referred to in Article 3(3), points (d), (e) and (f) of Directive 2014/53/EU. Further, the essential requirements laid down in this Regulation are aligned with the objectives of the requirements for specific standards included in that standardisation request. Therefore, when the Commission ▌amends Delegated Regulation (EU) 2022/30 with the consequence that it ceases to apply to certain products subject to this Regulation, the Commission and the European Standardisation Organisations should take into account the standardisation work carried out in the context of Commission Implementing Decision C(2022)5637 on a standardisation request for the RED Delegated Regulation 2022/30 in the preparation and development of harmonised standards to facilitate the implementation of this Regulation. Where manufacturers comply with this Regulation before its date of application, they should be considered also to comply with Commission Delegated Regulation (EU) 2022/30, until the Commission repeals that Delegated Regulation.
Removed(16) Council Directive 85/374/EEC is complementary to this Regulation. That Directive sets out liability rules for defective products so that injured persons can claim compensation when a damage has been caused by defective products. It establishes the principle that the manufacturer of a product is liable for damages caused by a lack of safety in their product irrespective of fault (‘strict liability’). Where such a lack of safety consists in a lack of security updates after placing the product on the market, and this causes damage, the liability of the manufacturer could be triggered. Obligations for manufacturers that concern the provision of such security updates should be laid down in this Regulation.
Removed(17) This Regulation should be without prejudice to Regulation (EU) 2016/679 of the European Parliament and of the Council, including to provisions for the establishment of data protection certification mechanisms and of data protection seals and marks, for the purpose of demonstrating compliance of processing operations by controllers and processors with that Regulation. Such operations could be embedded in a product with digital elements. Data protection by design and by default, and cybersecurity in general, are key elements of Regulation (EU) 2016/679. By protecting consumers and organisations from cybersecurity risks, the essential cybersecurity requirements laid down in this Regulation, are also to contribute to enhancing the protection of personal data and privacy of individuals. Synergies on both standardisation and certification on cybersecurity aspects should be considered through the cooperation between the Commission, the European Standardisation Organisations, the European Union Agency for Cybersecurity (ENISA), the European Data Protection Board (EDPB) established by Regulation (EU) 2016/679, and the national data protection supervisory authorities. Synergies between this Regulation and the Union data protection law should also be created in the area of market surveillance and enforcement. To this end, national market surveillance authorities appointed under this Regulation should cooperate with authorities supervising Union data protection law. The latter should also have access to information relevant for accomplishing their tasks.
Removed(18) To the extent that their products fall within the scope of this Regulation, issuers of European Digital Identity Wallets as referred to in Article [Article 6a(2) of Regulation (EU) No 910/2014, as amended by Proposal for a Regulation amending Regulation (EU) No 910/2014 as regards establishing a framework for a European Digital Identity], should comply with both the horizontal essential requirements established by this Regulation and the specific security requirements established by Article [Article 6a of Regulation (EU) No 910/2014, as amended by Proposal for a Regulation amending Regulation (EU) No 910/2014 as regards establishing a framework for a European Digital Identity]. In order to facilitate compliance, wallet issuers should be able to demonstrate the compliance of European Digital Identity Wallets with the requirements set out respectively in both acts by certifying their products under a European cybersecurity certification scheme established under Regulation (EU) 2019/881 and for which the Commission specified via implementing act a presumption of conformity for this Regulation, in so far as the certificate, or parts thereof, covers those requirements.
Removed(18a) When procuring products with digital elements, Member States should give priority to products that have a high level of cybersecurity and an appropriate support period, in order to improve their ability to deal with cyber threats, as well as to ensure the efficient use of public resources. Furthermore, Member States should ensure that manufacturers remedy vulnerabilities that affect publicly procured products with digital elements as soon as possible and as a matter of urgency where such products have a significant risk profile.
Removed(19) Certain tasks provided for in this Regulation should be carried out by ENISA, in accordance with Article 3(2) of Regulation (EU) 2019/881. In particular, ENISA should receive notifications from manufacturers of actively exploited vulnerabilities contained in products with digital elements, as well as significant incidents having an impact on the security of those products. Vulnerabilities subject to mandatory reporting concern instances where an actor is executing malicious code on a product with digital elements in order to generate a security breach, for example by exploiting weaknesses in identification and authentication functions. Vulnerabilities that are discovered with no malicious intent for purposes of good faith testing, investigation, correction or disclosure to promote the security or safety of the system owner and its users should not be subject to mandatory notifications. A significant incident that has an impact on the security of the product with digital elements concerns a cybersecurity incident that can severely affect the development, production and maintenance processes of the manufacturer and that in turn can significantly impact the security of its products. Such as significant incident could include a situation in which, an attacker has successfully compromised the release channel via which the manufacturer releases security updates to users.
Removed(19a) ENISA should also forward these notifications to the relevant Computer Security Incident Response Teams (CSIRTs) or, respectively, to the relevant single points of contact of the Member States designated in accordance with Article [Article X] of Directive (EU) 2022/2555, and inform the relevant market surveillance authorities about the notified vulnerability. ENISA should ensure that those notifications are received, stored and transmitted via secure channels and that clear protocols are in place with regard to who can access them and the arrangements for their onward transmission. ENISA should ensure the confidentiality of those notifications with particular regard to vulnerabilities for which a security update is not yet available. On the basis of the information it gathers, ENISA should prepare a biennial technical report on emerging trends regarding cybersecurity risks in products with digital elements and submit it to the Cooperation Group referred to in Directive (EU) 2022/2555. Furthermore, considering its expertise and mandate, ENISA should be able to support the process for implementation of this Regulation. In particular, it should be able to propose joint activities to be conducted by market surveillance authorities based on indications or information regarding potential non-compliance with this Regulation of products with digital elements across several Member States or identify categories of products for which simultaneous coordinated control actions should be organised. In exceptional circumstances, at the request of the Commission, ENISA should be able to conduct evaluations in respect of specific products with digital elements that present a significant cybersecurity risk, where an immediate intervention is required to preserve the good functioning of the internal market.
Removed(20) Products with digital elements should bear the CE marking to visibly, legibly and indelibly indicate their conformity with this Regulation so that they can move freely within the internal market. Member States should not create unjustified obstacles to the placing on the market of products with digital elements that comply with the requirements laid down in this Regulation and bear the CE marking. Furthermore, at trade fairs, exhibitions and demonstrations or similar events, Member States should not prevent the presentation and use of a prototype product with digital elements.
Removed(21) In order to ensure that manufacturers can release software for testing purposes before subjecting their products to conformity assessment, Member States should not prevent the making available in a non-production version of unfinished software, such as alpha versions, beta versions or release candidates, as long as the version is only made available for the time necessary to test it and gather feedback. Manufacturers should ensure that software made available under these conditions is only released following a risk assessment and that it complies to the extent possible with the security requirements relating to the properties of products with digital elements imposed by this Regulation. Manufacturers should also implement the vulnerability handling requirements to the extent possible. Manufacturers should not force users to upgrade to versions only released for testing purposes.
Removed(22) In order to ensure that products with digital elements, when placed on the market, do not pose cybersecurity risks to persons and organisations, essential requirements should be set out for such products. When the products are subsequently modified, by physical or digital means, in a way that is not foreseen by the manufacturer and that may imply that they no longer meet the relevant essential requirements, the modification should be considered as substantial. For example, necessary security updates, software updates or repairs such as minor adjustment of the source code that can improve the security, should not be considered to be substantialmodifications, provided that they do not modify a product already placed on the market in such a way that compliance with the applicable requirements may be affected, or that the intended use for which the product has been assessed may be changed. This is generally the case for new software versions which aim at improving performance and fixing vulnerabilities. Minor functionality updates, such as visual enhancements, the addition of new languages to the user interface or of a new set of pictograms, should generally not be considered to be substantial modifications. As is the case for physical repairs or modifications, a product with digital elements should be considered as substantially modified by a software change where the software update modifies the original intended functions, type or performance of the product and these changes were not foreseen in the initial risk assessment, or the nature of the hazard has changed or the level of risk has increased because of the software update, as is generally the case for software revisions. The Commission should issue guidelines on how to determine what constitutes a substantial modification.
Removed(23) In line with the commonly established notion of substantial modification for products regulated by Union harmonisation legislation, whenever a substantial modification occurs that may affect the compliance of a product with this Regulation or when the intended purpose of that product changes, it is appropriate that the compliance of the product with digital elements is verified and that, where applicable, it undergoes a new conformity assessment. Where applicable, if the manufacturer undertakes a conformity assessment involving a third party, changes that might lead to substantial modifications should be notified to the third party.
Removed(24) Refurbishing, maintaining and repairing of a product with digital elements, as defined in the Regulation [Eco-design Regulation], does not necessarily lead to a substantial modification of the product, for instance if the intended use and functionalities are not changed and the level of risk remains unaffected. However, upgrading a product by the manufacturer might lead to changes in the design and development of the product and therefore might affect the intended use and the compliance of the product with the requirements set out in this Regulation.
Removed(25) Products with digital elements should be considered critical if the negative impact of the exploitation of potential cybersecurity vulnerabilities in the product can be severe due to, amongst others, the cybersecurity-related functionality, or the intended use. In particular, vulnerabilities in products with digital elements that have a cybersecurity-related functionality, such as secure elements, can lead to a propagation of security issues throughout the supply chain. The severity of the impact of a cybersecurity incident may also increase when taking into account the intended use of the product, such as in an industrial setting or in the context of an essential entity of the type referred to in Annex [Annex I] to Directive (EU) 2022/2555, or ▌the performance of critical or sensitive functions, that have an impact on health, safety or fundamental rights.
Removed(26) Critical products with digital elements should be subject to stricter conformity assessment procedures, while keeping a proportionate approach. For this purpose, critical products with digital elements should be divided into two classes, reflecting the level of cybersecurity risk linked to these categories of products. A potential cyber incident involving products in class II might lead to greater negative impacts than an incident involving products in class I, for instance due to the nature of their cybersecurity-related function or intended use in high risk environments, and therefore should undergo a stricter conformity assessment procedure.
Removed(27) The categories of critical products with digital elements referred to in Annex III of this Regulation should be understood as the products which have the core functionality of the type that is listed in Annex III to this Regulation. For example, Annex III to this Regulation lists products which are defined by their core functionality as general purpose microprocessors in class I. As a result, general purpose microprocessors are subject to mandatory third-party conformity assessment. This is not the case for other products not explicitly referred to in Annex III to this Regulation which may integrate a general purpose microprocessor. The Commission should adopt delegated acts [by 6 months since the entry into force of this Regulation] to specify the definitions of the product categories covered under class I and class II as set out in Annex III. In order to ensure legal clarity and certainty as well as predictability for stakeholders to comply with this Regulation, amendments to the list in Annex III should be made at the earliest two years after the entry into force of this Regulation and again at the earliest two years thereafter. The Commission should establish a process under which a product which is a candidate to be a critical product can be reviewed in a collaborative process by all relevant stakeholders, including manufacturers and users, to assess the security risk posed by potential cybersecurity issues with the product, whether and how much designating the product as critical would likely reduce that risk, and the costs associated with designating the product as critical, before adopting the relevant delegated acts.
Removed(27a) The Commission should set up an expert group on cyber resilience (the ‘Expert Group’), with a wide and diverse membership. The Expert Group should support the Commission in order to ensure the proper implementation of this Regulation, for example by advising the Commission on possible amendments to the list of critical products set out in Annex III or by analysing in what way European and international standards can enable compliance with the essential requirements of this Regulation. The Commission should consult the Expert Group and carry out public consultations while preparing delegated and implementing acts pursuant to this Regulation, in order to ensure that all stakeholders can provide the necessary input.
Removed(28) This Regulation addresses cybersecurity risks in a targeted manner. Products with digital elements might, however, pose other safety risks, that are not always related to cybersecurity but can be a consequence of a security breach. Those risks should continue to be regulated by other relevant Union product legislation. If no other Union harmonisation legislation is applicable, they should be subject to Regulation (EU) 2023/988. Therefore, in light of the targeted nature of this Regulation, as a derogation from Article 2(1), third subparagraph, point (b), of Regulation (EU) 2023/988, Chapter III, Section 1, Chapters V and VII, and Chapters IX to XI of Regulation (EU) 2023/988 should apply to products with digital elements with respect to safety risks not covered by this Regulation, if those products are not subject to specific requirements imposed by other Union harmonisation legislation within the meaning of Article 3, point (25) of Regulation (EU) 2023/988.
Removed(29) Products with digital elements classified as high-risk AI systems according to Article 6 of Regulation [the AI Regulation] which fall within the scope of this Regulation should comply with the essential requirements set out in this Regulation. When those high-risk AI systems fulfil the essential requirements of this Regulation, they should be deemed compliant with the cybersecurity requirements set out in Article [Article 15] of Regulation [the AI Regulation] in so far as those requirements are covered by the EU declaration of conformity or parts thereof issued under this Regulation. As regards the conformity assessment procedures relating to the essential cybersecurity requirements of a product with digital elements covered by this Regulation and classified as a high-risk AI system, the relevant provisions of Article 43 of Regulation [the AI Regulation] should apply as a rule instead of the respective provisions of this Regulation. However, this rule should not result in reducing the necessary level of assurance for critical products with digital elements covered by this Regulation. Therefore, by way of derogation from this rule, high-risk AI systems that fall within the scope of the Regulation [the AI Regulation] and are also qualified as critical products with digital elements pursuant to this Regulation and to which the conformity assessment procedure based on internal control referred to in Annex VI of the Regulation [the AI Regulation] applies, should be subject to the conformity assessment provisions of this Regulation in so far as the essential requirements of this Regulation are concerned. In this case, for all the other aspects covered by Regulation [the AI Regulation] the respective provisions on conformity assessment based on internal control set out in Annex VI to Regulation [the AI Regulation] should apply.
Removed(30) The machinery products falling within the scope of Regulation (EU) 2023/1230 of the European Parliament and of the Council which are products with digital elements within the meaning of this Regulation and for which a declaration of conformity has been issued on the basis of this Regulation should be deemed to be in conformity with the essential health and safety requirements set out in [Annex III, sections 1.1.9 and 1.2.1] of the Regulation (EU) 2023/1230, as regards protection against corruption and safety and reliability of control systems in so far as the compliance with those requirements is demonstrated by the EU declaration of conformity issued under this Regulation.
Removed(31) Regulation [European Health Data Space Regulation proposal] complements the essential requirements laid down in this Regulation. The electronic health record systems (‘EHR systems’) falling under the scope of Regulation [European Health Data Space Regulation proposal] which are products with digital elements within the meaning of this Regulation should therefore also comply with the essential requirements set out in this Regulation. Their manufacturers should demonstrate conformity as required by Regulation [European Health Data Space Regulation proposal]. To facilitate compliance, manufacturers may draw up a single technical documentation containing the elements required by both legal acts. As this Regulation does not cover SaaS as such, EHR systems offered through the SaaS licensing and delivery model are not within the scope of this Regulation. Similarly, EHR systems that are developed and used in-house do not fall within the scope of this Regulation, as they are not placed on the market.
Removed(32) In order to ensure that products with digital elements are secure both at the time of their placing on the market as well as throughout their life-cycle, it is necessary to lay down essential requirements for vulnerability handling and essential cybersecurity requirements relating to the properties of products with digital elements. While manufacturers should comply with all essential requirements related to vulnerability handling throughout the support period, they should determine which other essential requirements related to the product properties are relevant for the concerned type of product. For this purpose, manufacturers should undertake an assessment of the cybersecurity risks associated with a product with digital elements to identify relevant risks and relevant essential requirements and in order to make available their products without known exploitable vulnerabilities that might have an impact on the security of those products and to appropriately apply suitable harmonised standards, common specifications or international standards.
Removed(32a) Manufacturers should determine the support period during which they ensure that vulnerabilities are handled, duly taking into account various criteria, including the expected product lifetime, the nature of the product itself, the availability of the operating environment, the expectations of users, particularly consumers, and, where possible, the support period of other main components integrated into the product. Manufacturers should ensure that the support period adequately reflects the need to promote cybersecurity in the Union’s market and is set with due consideration of the period during which a product with digital elements is expected to be available on the market. Market surveillance authorities should proactively ensure that manufacturers apply these criteria in an adequate manner. Market surveillance authorities and the Commission should collect and analyse data about the support periods set by manufacturers and the expected product lifetimes, in order to ensure that this Regulation meets its goal of promoting the cybersecurity of products with digital elements. Such analyses should, inter alia, inform the Commission’s evaulation of this Regulation, once it applies.
Removed(32b) Manufacturers should ensure, where technically feasible, that products with digital elements clearly differentiate between security and functionality updates. Security updates, designed to decrease the level of risk or to remedy potential vulnerabilities, should be installed automatically, in particular in the case of consumer products. Users should retain the possibility to de-activate this feature, with a clear and easy-to-use mechanism. Once the manufacturer no longer ensures that vulnerabilities of the product with digital elements are handled, it should inform users in a simple and clear manner, for example via the display of a user-friendly notification.
Removed(32c) Where manufacturers set a support period of shorter than five years and no longer offer vulnerability handling for the product with digital elements, they should be able to make their source code available to undertakings that wish to provide security updates and other similar services. Such access should be made available only as part of a contractual arrangement that protects the ownership of the product with digital elements and prevents the dissemination of the source code to the public, except where such code has already been provided under a free and open-source licence.
Removed(33) In order to improve the security of products with digital elements placed on the internal market it is necessary to lay down essential requirements. These essential requirements should be without prejudice to the EU coordinated risk assessments of critical supply chains established by ▌Directive (EU) 2022/2555▌, which take into account both technical and, where relevant, non-technical risk factors, such as undue influence by a third country on suppliers. Furthermore, it should be without prejudice to the Member States’ prerogatives to lay down additional requirements that take account of non-technical factors for the purpose of ensuring a high level of resilience, including those defined in Recommendation (EU) 2019/534, in the Union-wide coordinated risk assessment of 5G networks security and in the EU Toolbox on 5G cybersecurity agreed by the NIS Cooperation Group as referred to in Directive (EU) 2022/2555.
Removed(34) To ensure that the national CSIRTs and the single point of contacts designated in accordance with ▌Directive (EU) 2022/2555 are provided with the information necessary to fulfil their tasks and raise the overall level of cybersecurity of essential and important entities, and to ensure the effective functioning of market surveillance authorities, manufacturers of products with digital elements should notify to ENISA vulnerabilities that are being actively exploited. As most products with digital elements are marketed across the entire internal market, any exploited vulnerability in a product with digital elements should be considered a threat to the functioning of the internal market. Manufacturers should disclose fixed vulnerabilities to the European vulnerability database established under Directive (EU) 2022/2555 and managed by ENISA▌. ENISA should also publish notified vulnerabilities in the European vulnerability database and should have in place an appropriate procedure regarding the publication process in order to give manufacturers the time to develop the necessary security updates and users the time to implement them or take other corrective or mitigating measures. The European vulnerability database should assist manufacturers in detecting known exploitable vulnerabilities found in their products, in order to ensure that secure products are placed on the market.
Removed(34a) The Union needs to maximise the benefits of its economic openness while minimising the risks from economic dependencies on high-risk vendors, through a common strategic framework for Union economic security. Dependencies on high-risk suppliers of critical products with digital elements pose a strategic risk that should be addressed at Union level, especially when the critical products with digital elements are intended for the use by essential entities of the type referred to in Directive (EU) 2022/2555. Such risks may be linked to the jurisdiction applicable to the manufacturer, the characteristics of its corporate ownership and the links of control to a third-country government where it is established, in particular whether a country engages in economic espionage and its legislation obliges arbitrary access to any kind of company operations or data, including commercially sensitive data, and can impose obligations for intelligence purposes without democratic checks and balances, oversight mechanism, due process or the right to appeal to an independent judiciary. Market surveillance authorities and the Commission should provide guidance and targeted recommendations to economic operators in order to ensure that appropriate corrective actions are put in place where there is sufficient reason to consider that a product with digital elements presents a significant cybersecurity risk in light of such non-technical risk factors.
Removed(35) Manufacturers should also report to ENISA any significant incident having an impact on the security of the product with digital elements. Notwithstanding the incident reporting obligations in Directive Directive (EU) 2022/2555 for essential and important entities, it is crucial for ENISA, the single points of contact designated by the Member States in accordance with Article [Article X] of Directive Directive (EU) 2022/2555 and the market surveillance authorities to receive information from the manufacturers of products with digital elements allowing them to assess the security of these products. In order to ensure that users can react quickly to significant incidents having an impact on the security of their products with digital elements, manufacturers should also inform their users about any such incident and, where applicable, about any corrective measures that the users can deploy to mitigate the impact of the incident, for example by publishing relevant information on their websites or, where the manufacturer is able to contact the users and where justified by the risks, by reaching out to the users directly.
Removed(35a) Manufacturers and other entities and actors should also be able to report to ENISA, on a voluntary basis, about other cybersecurity incidents, cyber threats, near misses and any other vulnerability.
Removed(35b) ENISA should establish a secure digital reporting mechanism that, in order to simplify reporting for manufacturers, should serve as a single entry point for reporting obligations established under this Regulation. Manufacturers of products with digital elements are often in a situation where a particular incident, because of its features, needs to be reported to various authorities as a result of notification obligations included in various legal instruments. The mechanism could, where possible, allow other Union law such as Regulation (EU) 2016/679, Directive (EU) 2022/2555 and Directive 2002/58/EC of the European Parliament and of the Council to be reported through the same mechanism. The mechanism may also be used for the voluntary notifications by manufacturers and other entities and actors. ENISA should ensure that they have procedures in place to handle classified information in a secure and confidential manner.
Removed(35c) Entities and natural persons researching vulnerabilities may in some Member States be exposed to criminal and civil liability. The Commission should issue guidelines with regard to the non-prosecution of information security researchers and an exemption from civil liability for those activities.
Removed(36) Manufacturers of products with digital elements should put in place coordinated vulnerability disclosure policies to facilitate the reporting of vulnerabilities by individuals or entities either directly to the manufacturer or indirectly, and where requested anonymously, via CSIRTs designated as a coordinator for the purposes of coordinated vulnerability disclosure in accordance with Article 12(1) of Directive (EU) 2022/2555. Manufacturers’ coordinated vulnerability disclosure policy should specify a structured process through which vulnerabilities are reported to a manufacturer in a manner allowing the manufacturer to diagnose and remedy such vulnerabilities before detailed vulnerability information is disclosed to third parties or to the public. Given the fact that information about exploitable vulnerabilities in widely used products with digital elements can be sold at high prices on the black market, manufacturers of such products should be able to use programmes, as part of their coordinated vulnerability disclosure policies, to incentivise the reporting of vulnerabilities by ensuring that individuals or entities receive recognition and compensation for their efforts (so-called ‘bug bounty programmes’).
Removed(36a) Member States and ENISA should make sure that vulnerabilities reported under this Regulation are not used by public bodies for intelligence, surveillance or offensive purposes.
Removed(37) In order to facilitate vulnerability analysis, manufacturers should identify and document components contained in the products with digital elements, including by drawing up a software bill of materials (SBOMs). A SBOM can provide those who manufacture, purchase, and operate software with information that enhances their understanding of the supply chain, which has multiple benefits, most notably it helps manufacturers and users to track known newly emerged vulnerabilities and risks. It is of particular importance for manufacturers to ensure that their products do not contain vulnerable components developed by third parties. Manufacturer should not, however, be obliged to make the software bill of materials public, as this may have unintended consequences on the cybersecurity of their products with digital elements.
Removed(38) In order to facilitate assessment of conformity with the requirements laid down by this Regulation, there should be a presumption of conformity for products with digital elements which are in conformity with harmonised standards, which translate the essential requirements of this Regulation into detailed technical specifications, and which are adopted in accordance with Regulation (EU) No 1025/2012 of the European Parliament and of the Council. Regulation (EU) No 1025/2012 provides for a procedure for objections to harmonised standards where those standards do not entirely satisfy the requirements of this Regulation. The standardisation process should ensure a balanced representation of interests and effective participation of civil society stakeholders, including consumer organisations. International standards should also be taken into account, in order to simplify the development of harmonised standards and the implementation of this Regulation, as well as to reduce non-tariff technical barriers to trade.
Removed(38a) Considering the broad scope of this Regulation, the timely development of harmonised standards poses a significant challenge. The Commission should ensure that harmonised standards will be in place by the date of application of this Regulation, in order to ensure the successful implementation of this Regulation.
Removed(39) Regulation (EU) 2019/881 establishes a voluntary European cybersecurity certification framework for ICT products, processes and services. European cybersecurity certification schemes can provide a common framework of trust for users to use products with digital elements covered by this Regulation. This Regulation should consequently create synergies with Regulation (EU) 2019/881. In order to facilitate the assessment of conformity with the requirements laid down in this Regulation, products with digital elements that are certified or for which a statement of conformity has been issued under a cybersecurity scheme pursuant to Regulation (EU) 2019/881 and which has been identified by the Commission in an implementing act, shall be presumed to be in compliance with the essential requirements of this Regulation in so far as the cybersecurity certificate or statement of conformity or parts thereof cover those requirements. The need for new European cybersecurity certification schemes for products with digital elements should be assessed in the light of this Regulation. Such future European cybersecurity certification schemes covering products with digital elements should take into account the essential requirements as set out in this Regulation and facilitate compliance with this Regulation. The Commission should be empowered to specify, by means of delegated acts, the European cybersecurity certification schemes that can be used to demonstrate conformity for products with digital elements with the essential requirements set out in this Regulation. Furthermore, in order to avoid undue administrative burden for manufacturers, there should be no obligation for manufacturers to carry out a third-party conformity assessment as provided by this Regulation for corresponding requirements where a cybersecurity certificate has been issued under such European cybersecurity certification schemes, at a substantial or high level.
Removed(39a) In order to facilitate the compliance with this Regulation, the Commission should update the Union rolling work programme and request ENISA to prepare the missing candidate schemes in accordance with Article 48 of Regulation (EU) 2019/881.
Removed(40) Upon entry into force of the implementing act setting out the [Commission Implementing Regulation (EU) No …/... of XXX on the European Common Criteria-based cybersecurity certification scheme] (EUCC) which concerns hardware products covered by this Regulation, such as hardware security modules and microprocessors, the Commission may specify, by means of an implementing act, how the EUCC provides a presumption of conformity with the essential requirements as referred to in Annex I of this Regulation or parts thereof. Furthermore, such implementing act may specify how a certificate issued under the EUCC eliminates the obligation for manufacturers to carry out a third-party assessment as requested by this Regulation for corresponding requirements.
Removed(41) Where no harmonised standards are adopted or where the harmonised standards do not sufficiently address the essential requirements of this Regulation, the Commission should be able to adopt common specifications by means of delegated acts, after taking into account international standards. Such an option should be seen as an exceptional ‘fall back’ solution, where the standardisation processis blocked, where there are undue delays in the establishment of appropriate harmonised standards, or where the deliverables fail to comply with the initial request of the Commission. In order to facilitate assessment of conformity with the essential requirements laid down by this Regulation, there should be a presumption of conformity for products with digital elements that are in conformity with the common specifications adopted by the Commission according to this Regulation for the purpose of expressing detailed technical specifications of those requirements.
Removed(42) Manufacturers should draw up an EU declaration of conformity to provide information required under this Regulation on the conformity of products with digital elements with the essential requirements of this Regulation and, where applicable, of the other relevant Union harmonisation legislation by which the product is covered. Manufacturers may also be required to draw up an EU declaration of conformity by other Union legislation. To ensure effective access to information for market surveillance purposes, a single EU declaration of conformity should be drawn up in respect of compliance with all relevant Union acts. In order to reduce the administrative burden on economic operators, it should be possible for that single EU declaration of conformity to be a dossier made up of relevant individual declarations of conformity.
Removed(43) The CE marking, indicating the conformity of a product, is the visible consequence of a whole process comprising conformity assessment in a broad sense. The general principles governing the CE marking are set out in Regulation (EC) No 765/2008 of the European Parliament and of the Council. Rules governing the affixing of the CE marking on products with digital elements should be laid down in this Regulation. The CE marking should be the only marking which guarantees that products with digital elements comply with the requirements of this Regulation.
Removed(44) In order to allow economic operators to demonstrate conformity with the essential requirements laid down in this Regulation and to allow market surveillance authorities to ensure that products with digital elements made available on the market comply with these requirements, it is necessary to provide for conformity assessment procedures. Decision No 768/2008/EC of the European Parliament and of the Council establishes modules for conformity assessment procedures in proportion to the level of risk involved and the level of security required. In order to ensure inter-sectoral coherence and to avoid ad-hoc variants, conformity assessment procedures adequate for verifying the conformity of products with digital elements with the essential requirements set out in this Regulation have been based on those modules. The conformity assessment procedures should examine and verify both product and process-related requirements covering the whole life cycle of products with digital elements, including planning, design, development or production, testing and maintenance of the product.
Removed(45) As a general rule the conformity assessment of products with digital elements should be risk-based and in most cases carried out by the manufacturer under its own responsibility following the procedure based on Module A of Decision 768/2008/EC. The manufacturer should retain flexibility to choose a stricter conformity assessment procedure involving a third-party. If the product is classified as a critical product of class I, additional assurance is required to demonstrate conformity with the essential requirements set out in this Regulation. The manufacturer should apply harmonised standards, common specifications or cybersecurity certification schemes under Regulation (EU) 2019/881 which have been identified by the Commission in an implementing act, if it wants to carry out the conformity assessment under its own responsibility (module A). If those harmonised standards, common specifications or cybersecurity certification schemes have been in place for a minimum period of time enabling manufacturers to adopt them and the manufacturer does not apply them, the manufacturer should undergo conformity assessment involving a third party. Taking into account the administrative burden on manufacturers and the fact that cybersecurity plays an important role in the design and development phase of tangible and intangible products with digital elements, conformity assessment procedures respectively based on modules B+C or module H of Decision 768/2008/EC have been chosen as most appropriate for assessing the compliance of critical products with digital elements in a proportionate and effective manner. The manufacturer that carries out the third-party conformity assessment can choose the procedure that suits best its design and production process. Given the even greater cybersecurity risk linked with the use of products classified as critical class II products, the conformity assessment should always involve a third party.
Removed(46) While the creation of tangible products with digital elements usually requires manufacturers to make substantial efforts throughout the design, development and production phases, the creation of products with digital elements in the form of software almost exclusively focuses on design and development, while the production phase plays a minor role. Nonetheless, in many cases software products still need to be compiled, built, packaged, made available for download or copied onto physical media before being placed on the market. These activities should be considered as activities amounting to production when applying the relevant conformity assessment modules to verify the compliance of the product with the essential requirements of this Regulation across the design, development and production phases.
Removed(47) In order to carry out third-party conformity assessment for products with digital elements, conformity assessment bodies should be notified by the national notifying authorities to the Commission and the other Member States, provided they are compliant with a set of requirements, notably on independence, competence and absence of conflicts of interests.
Removed(48) In order to ensure a consistent level of quality in the performance of conformity assessment of products with digital elements, it is also necessary to lay down requirements for notifying authorities and other bodies involved in the assessment, notification and monitoring of notified bodies. The system set out in this Regulation should be complemented by the accreditation system provided for in Regulation (EC) No 765/2008. Since accreditation is an essential means of verifying the competence of conformity assessment bodies, it should also be used for the purposes of notification.
Removed(49) Transparent accreditation as provided for in Regulation (EC) No 765/2008, ensuring the necessary level of confidence in certificates of conformity, should be considered by the national public authorities throughout the Union as the preferred means of demonstrating the technical competence of conformity assessment bodies. However, national authorities may consider that they possess the appropriate means of carrying out that evaluation themselves. In such cases, in order to ensure the appropriate level of credibility of evaluations carried out by other national authorities, they should provide the Commission and the other Member States with the necessary documentary evidence demonstrating the compliance of the conformity assessment bodies evaluated with the relevant regulatory requirements.
Removed(50) Conformity assessment bodies frequently subcontract parts of their activities linked to the assessment of conformity or have recourse to a subsidiary. In order to safeguard the level of protection required for the product with digital elements to be placed on the market, it is essential that conformity assessment subcontractors and subsidiaries fulfil the same requirements as notified bodies in relation to the performance of conformity assessment tasks.
Removed(51) The notification of a conformity assessment body should be sent by the notifying authority to the Commission and the other Member States via the New Approach Notified and Designated Organisations (NANDO) information system. NANDO is the electronic notification tool developed and managed by the Commission where a list of all notified bodies can be found.
Sources & citation
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Cite as
European Parliament (2024). “Changes between A-9-2023-0253 and TA-9-2024-0130”. Text, 12 March 2024. from A-9-2023-0253, to TA-9-2024-0130. EU Parl Watch Research. https://news.eu-parl.st-solutions.dev/texts/A-9-2023-0253/compare/TA-9-2024-0130?all=1&part=3 (retrieved 28 September 2026). Data: European Parliament Open Data, https://data.europarl.europa.eu/ (CC BY 4.0).
BibTeX
@misc{epw-text-2024-03-12,
author = {{European Parliament}},
title = {{Changes between A-9-2023-0253 and TA-9-2024-0130}},
year = {2024},
date = {2024-03-12},
howpublished = {\url{https://news.eu-parl.st-solutions.dev/texts/A-9-2023-0253/compare/TA-9-2024-0130?all=1&part=3}},
url = {https://news.eu-parl.st-solutions.dev/texts/A-9-2023-0253/compare/TA-9-2024-0130?all=1&part=3},
urldate = {2026-09-28},
publisher = {EU Parl Watch Research},
note = {Text. from A-9-2023-0253, to TA-9-2024-0130. Data: European Parliament Open Data (CC BY 4.0)}
}