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Dossier · Ordinary legislative procedure

Amending Directives (EU) 2009/65/EC, 2009/138/EC, 2011/61/EU, 2014/65/EU and (EU) 2016/97 as regards the Union retail investor protection rules

Reference
2023/0167(COD) Ordinary legislative procedure
Where it stands
Parliament’s committee approved the deal reached with the Council on 23 June 2026; the plenary vote on it is still to come.
Stage
First reading
Lead committee
Economic and Monetary Affairs ECON
More facts (4)
Rapporteur
Stéphanie YON-COURTIN
Shadow rapporteurs
6 members
Decisions in plenary
None yet
Versions
2 versions
More
Cite this page Legislative Observatory (opens the official site)
Link to this page

Where it stands

The steps of this kind of dossier and how far it has come, from the procedure file.

  1. Referred to committee (done) 10 July 2023
  2. Committee work (done) Report adopted 20 March 2024
  3. Tabled for plenary (done) 2 April 2024
  4. Plenary vote (done) Adopted 23 April 2024
  5. Negotiations with the Council (current step) Deal approved in committee 23 June 2026
  6. Published as law (to come)

A proposed EU law. Parliament and the Council must agree on the same text: Parliament adopts its position, then negotiates with the Council.

People

Committees and members responsible for the dossier, as the procedure file names them. Groups as recorded there.

Lead committee
Economic and Monetary Affairs ECON
Rapporteur
Stéphanie YON-COURTIN (Renew)
Shadow rapporteurs
Ralf SEEKATZ (EPP), Eero HEINÄLUOMA (S&D), Tomáš KUBÍN (Patriots), Denis NESCI (ECR), Vladimir PREBILIČ (Greens), Jussi SARAMO (The Left)

Decisions in plenary, 0

Every decision Parliament took on this dossier, newest first.

No plenary decision on this dossier is in the records yet.

Voting grid

Export

Every roll-call vote on the dossier, in date and voting order, with each group's line at the date of the vote.

No roll-call vote was recorded on this dossier.

Add members’ columns
The people on this dossier — pick up to 6. Each gets a column with their own position.

Versions, 2

The text of the dossier, version by version, newest first. Compare shows what changed between two consecutive versions.

  1. Tabled for plenary2 Apr 2024

    Report A9-0162/2024 A-9-2024-0162

    Compare with committee draft

  2. Committee draft9 Oct 2023

    Draft report (ECON) ECON-PR-753711

AI: Each version in short Written by AI from the official text — check the source
  • Report A9-0162/2024: Parliament's amended version of the Commission proposal for a directive amending five EU laws on retail investor protection. It strengthens rules on inducements, product governance, costs and value for money, marketing and finfluencers, advice quality, cross-border supervision and financial education.
  • Draft report (ECON): This is the rapporteur's draft report on the Commission proposal to amend five directives on retail investor protection. It adopts a first-reading position with amendments.

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What changed

Between consecutive versions of the text, newest pair first.

No overview of what changed between versions is available for this dossier. The “Compare” links under Versions show every change between two versions.

Timeline, 13

Every recorded step, newest first, grouped by stage; the latest stage is open.

Negotiations with the Council 8 steps · 23 Apr 2024–23 Jun 2026

  1. 23 June 2026

    Committee approved the deal reached with the Council

    The provisional agreement from the trilogues goes to the whole Parliament for a vote.

  2. 17 December 2025

    Trilogue meeting

    Negotiation between Parliament, Council and Commission on a common text.

  3. 25 November 2025

    Trilogue meeting

    Negotiation between Parliament, Council and Commission on a common text.

  4. 21 October 2025

    Trilogue meeting

    Negotiation between Parliament, Council and Commission on a common text.

  5. 23 September 2025

    Trilogue meeting

    Negotiation between Parliament, Council and Commission on a common text.

  6. 9 July 2025

    Trilogue meeting

    Negotiation between Parliament, Council and Commission on a common text.

  7. 18 March 2025

    Trilogue meeting

    Negotiation between Parliament, Council and Commission on a common text.

  8. 23 April 2024

    Plenary endorsed the mandate to negotiate with the Council

    Parliament’s negotiators can now seek a compromise text with the Council (in “trilogues”).

Plenary stage 2 steps · 2 Apr 2024–23 Apr 2024

  1. 23 April 2024

    Plenary vote

    Sitting of 23 Apr 2024 Report A9-0162/2024

  2. 2 April 2024

    Report tabled for plenary

    This is the text all MEPs vote on. Political groups can still table amendments to it.

    Report A9-0162/2024

Committee stage 3 steps · 10 Jul 2023–20 Mar 2024

  1. 20 March 2024

    Committee vote: report adopted

    ECON (Economic and Monetary Affairs) voted on the amendments and adopted the report that goes to plenary.

  2. 9 October 2023

    Draft report published

    The rapporteur’s first text in ECON (Economic and Monetary Affairs). Members can table amendments before the committee votes.

    Draft report (ECON)

  3. 10 July 2023

    Referred to the ECON (Economic and Monetary Affairs) committee

    The lead committee prepares Parliament’s report.

Connections

Texts, decisions, people and other dossiers related to this one.

No connections found for this item.

Sources & citation

Where the facts on this page come from, and how to cite it.

Permalink
https://news.eu-parl.st-solutions.dev/dossiers/2023-0167
Official source
Data source
Licensed CC BY 4.0.
Retrieved
25 September 2026

Cite as

European Parliament (2026). “Amending Directives (EU) 2009/65/EC, 2009/138/EC, 2011/61/EU, 2014/65/EU and (EU) 2016/97 as regards the Union retail investor protection rules”. Dossier. reference 2023/0167(COD). EU Parl Watch Research. https://news.eu-parl.st-solutions.dev/dossiers/2023-0167 (retrieved 25 September 2026). Official source: Legislative Observatory (OEIL), 2023/0167(COD), https://oeil.secure.europarl.europa.eu/oeil/en/procedure-file?reference=2023%2F0167(COD). Data: European Parliament Open Data, https://data.europarl.europa.eu/ (CC BY 4.0).
BibTeX 
@misc{epw-dossier-2023-0167,
  author = {{European Parliament}},
  title = {{Amending Directives (EU) 2009/65/EC, 2009/138/EC, 2011/61/EU, 2014/65/EU and (EU) 2016/97 as regards the Union retail investor protection rules}},
  year = {2026},
  howpublished = {\url{https://news.eu-parl.st-solutions.dev/dossiers/2023-0167}},
  url = {https://news.eu-parl.st-solutions.dev/dossiers/2023-0167},
  urldate = {2026-09-25},
  publisher = {EU Parl Watch Research},
  note = {Dossier. reference 2023/0167(COD). Official source: https://oeil.secure.europarl.europa.eu/oeil/en/procedure-file?reference=2023\%2F0167(COD). Data: European Parliament Open Data (CC BY 4.0)}
}